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R••••• A•••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R••••• A•••••• S•••

Advisor at S••••• G••••• I••••••••• L••

SARATAOGA SPRINGS, UT | BOUNTIFUL, UT

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Search this name across graphsid dfx:ria:99b1ee96-4d30-7daa-60f6-f43d412ea799

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Oct 5, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• I••••••••• L••	Mixed wealth	Nov 13, 2024	n/a	yes	BOUNTIFUL, UT\|SARATAOGA SPRINGS, UT	Current employment
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 14, 2023	Nov 12, 2024	no	SOUTH JORDAN, UT\|Santa Ana, CA\|LEHI, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• A••••••• S•••••••• L••	S••••• G••••• I••••••••• L••	Nov 12, 2024	Nov 13, 2024	1	Firm change	Ibd to RIA
D••• I••••••••• L••	D•••••••• A••••••• S•••••••• L••	Dec 31, 2023	Dec 14, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
155576:326060:UT:2023-12-31	Dec 31, 2023	Dec 14, 2023	LEHI, UT	Firm change

Relationships

Registered with (5)

→ S••••• G••••• I••••••••• L••Registered adviserregistration: current employment
Nov 13, 2024 to presentfactForm ADV
→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 14, 2023 to Nov 12, 2024factForm ADV
→ D••• I••••••••• L••Registered adviserregistration: previous registration
Jun 3, 2022 to Dec 31, 2023factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Nov 12, 2024
Advisor changed firm
R••••• A•••••• S••• left D•••••••• A••••••• S•••••••• L•• for S••••• G••••• I••••••••• L•• (registered 2024-11-13)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2023
Advisor changed firm
R••••• A•••••• S••• left D••• I••••••••• L•• for D•••••••• A••••••• S•••••••• L•• (registered 2023-12-14)
Form ADVobserved 7 days ago
Occurred
Jun 1, 2022
Advisor changed firm
R••••• A•••••• S••• left T••••••••• F•••••••• A•••••••• L•• for D••• I••••••••• L•• (registered 2022-06-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99b1ee96-4d30-7daa-60f6-f43d412ea799
First observed: Oct 5, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.