DFX Intelligence

N••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

N••••• P••••••

Advisor at N••••• W••••• P•••••••

BONITA SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a0cf079-6a84-4cfe-639e-02c1351cb363

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• W••••• P•••••••	Independent wealth	Jun 28, 2024	n/a	yes	BONITA SPRINGS, FL	Current employment
I•••••• W••••• L••	Independent wealth	Jun 28, 2024	Sep 30, 2024	no	MOUNT PLEASANT, SC\|Naples, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• W••••• L••	N••••• W••••• P•••••••	Sep 30, 2024	Jun 28, 2024	-94	Firm change after gap	RIA to new firm
L•••••• W••••• M••••••••• L••	I•••••• W••••• L••	Aug 4, 2023	Jul 17, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
322130:330316:FL:2024-09-30	Sep 30, 2024	Jun 28, 2024	N•••••, FL	Firm change after gap
150040:322130:FL:2023-08-04	Aug 4, 2023	Jul 17, 2023	N•••••, FL	Firm change
281234:150040:FL:2020-12-31	Dec 31, 2020	Feb 9, 2021	N•••••, FL	Firm change

Relationships

Registered with (6)

→ N••••• W••••• P•••••••Registered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ I•••••• W••••• L••Registered adviserregistration: previous registration
Jun 28, 2024 to Sep 30, 2024factForm ADV
→ L•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 9, 2021 to Aug 4, 2023factForm ADV
→ C••••••••• F••••••••• L••

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a0cf079-6a84-4cfe-639e-02c1351cb363
First observed: Feb 10, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.