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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NAPLES WEALTH PLANNING

NAPLES WEALTH PLANNING, LLC, CRD 330316

BONITA SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:044e201e-45e2-ae51-a004-b3c635d8db68

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 7
On other graphs: 0
Observed: Mar 14, 2024 to Apr 1, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $227MItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $116M
Private client RAUM: $227MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $28.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 452
Individual clients: 181
High net worth clients: 44
SEC number: 801-129895
CRD: 330316
Filings on the tape: 7
First filed: Mar 14, 2024
Latest filed: Apr 1, 2026
Organised: Limited Liability Company, FL
Website: napleswealthplanning.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Nelson Pereira	Certified Financial Planner	BONITA SPRINGS, FL	2	18	6	yes
RICHARD J CALHOUN	n/a	North Wales, PA \| BONITA SPRINGS, FL	2	33	6	no
ANDREW JOSEPH KRONE	n/a	BONITA SPRINGS, FL	1	27	7	no
MACKENZIE C RICKMAN	Certified Financial Planner	BONITA SPRINGS, FL	1	26	8	no
JENEE C PETERS	n/a	Tarpon Springs, FL	0	22	8	no
John Cimino	n/a	BONITA SPRINGS, FL	0	19	5	no
Michael J Iacampo	n/a	BONITA SPRINGS, FL	0	34	9	no
LAURENCE ELLIOTT HULBERT	n/a	BONITA SPRINGS, FL	0	19	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRUNEAU, BRIAN, JOSEPH	MANAGING MEMBER	D	yes	05/2024	Mar 14, 2024	Dec 16, 2024
BRUNEAU, BRIAN, JOSEPH	PRESIDENT & CHIEF COMPLIANCE OFFICER - MANAGING MEMBER	Na	yes	03/2024	Mar 14, 2024	Dec 16, 2024
CALHOUN, RICHARD, J	MANAGING MEMBER	D	yes	05/2024	Mar 14, 2024	Dec 16, 2024
MLA CAPITAL PARTNERS, LLC	MANAGING MEMBER	E	yes	12/2024	Dec 16, 2024	Dec 16, 2024
CALHOUN, RICHARD, J	STRATEGIC ADVISOR	Na	no	12/2024	Mar 14, 2024	Dec 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NAPLES INSURANCE STRATEGIES, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Stuart	FL	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$227M	$116M	13	10	0	n/a	n/a
2024	Apr 2, 2025	$356M	$186M	13	10	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	0	4	0.0%	0	0	0	10	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$227M	$356M	-36.3%	n/a	n/a	13	13	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	2	Sep 18, 2024	Aug 19, 2024	BONITA SPRINGS, FL	Team lift out	RIA to RIA	50.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
IMPRINT WEALTH LLC	3	Sep 30, 2024	Jan 1, 2026	NAPLES, FL	Team lift out	RIA to RIA	27.3%
IMPRINT WEALTH LLC	6	Sep 30, 2024	Jan 1, 2026	MOUNT PLEASANT, SC	Firm absorbed	RIA to RIA	54.5%

Relationships

Registered with (10)

← Michael J IacampoAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← LAURENCE ELLIOTT HULBERTAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← John CiminoAdvisorregistration: current employment
Dec 24, 2025 to presentfactForm ADV
← JENEE C PETERSAdvisorregistration: current employment
Nov 5, 2025 to presentfactForm ADV
← ANDREW JOSEPH KRONEAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MACKENZIE C RICKMANAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← RICHARD J CALHOUNAdvisorregistration: current employment
Jul 10, 2024 to presentfactForm ADV
← Nelson PereiraAdvisorregistration: current employment
Jun 28, 2024 to presentfactForm ADV
← Craig Daniel PriceAdvisorregistration: previous registration
Jun 25, 2024 to Sep 18, 2024factForm ADV
← Nancy ZehrAdvisorregistration: previous registration
Jun 25, 2024 to Sep 18, 2024factForm ADV

Moved with (2)

← IMPRINT WEALTH LLCRegistered adviser7 advisors, firm absorbed, same day
Sep 30, 2024 to Jan 1, 2026factForm ADV
→ MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.Registered adviser2 advisors, team lift out, same day
Sep 18, 2024 to Aug 19, 2024factForm ADV

Controls (3)

← BRUNEAU, BRIAN, JOSEPHOwnerMANAGING MEMBER, ownership code D, individual
Mar 14, 2024 to Dec 16, 2024factForm ADV
← CALHOUN, RICHARD, JOwnerMANAGING MEMBER, ownership code D, individual
Mar 14, 2024 to Dec 16, 2024factForm ADV
← MLA CAPITAL PARTNERS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Dec 16, 2024 to Dec 16, 2024factForm ADV

Owns (1)

← CALHOUN, RICHARD, JOwnerSTRATEGIC ADVISOR, ownership code NA, individual
Mar 14, 2024 to Dec 16, 2024factForm ADV

Dated events

Occurred
Apr 1, 2026
Regulatory AUM changed
Naples Wealth Planning reported RAUM $226.9M, down 36% from $356.3M (2025-10-24 to 2026-04-01)
Form ADVobserved 4 days ago
$-129M
Occurred
Sep 30, 2024
Firm absorbed
Imprint Wealth LLC's advisors moved to Naples Wealth Planning (Mount Pleasant, SC): 7 of 11 registered, on the same day
Form ADVobserved 3 days ago
7 advisors
Occurred
Sep 30, 2024
Team lift-out
2 advisors left Imprint Wealth LLC (Stuart, FL) for Naples Wealth Planning on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Sep 18, 2024
Team lift-out
2 advisors left Naples Wealth Planning (Bonita Springs, FL) for Mesirow Financial Investment Management, Inc. on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Sep 18, 2024
Advisor changed firm
Nancy Zehr left Naples Wealth Planning for Mesirow Financial Investment Management, Inc. (registered 2024-08-19)
Form ADVobserved 4 days ago
Occurred
Sep 18, 2024
Advisor changed firm
Craig Daniel Price left Naples Wealth Planning for Mesirow Financial Investment Management, Inc. (registered 2024-08-19)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2024
First Form ADV filing
Naples Wealth Planning filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:044e201e-45e2-ae51-a004-b3c635d8db68
First observed: Mar 14, 2024
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NAPLES WEALTH PLANNING

NAPLES WEALTH PLANNING, LLC, CRD 330316

BONITA SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:044e201e-45e2-ae51-a004-b3c635d8db68

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Nelson Pereira

Certified Financial Planner

BONITA SPRINGS, FL

yes

RICHARD J CALHOUN

n/a

North Wales, PA | BONITA SPRINGS, FL

ANDREW JOSEPH KRONE

n/a

BONITA SPRINGS, FL

MACKENZIE C RICKMAN

Certified Financial Planner

BONITA SPRINGS, FL

JENEE C PETERS

n/a

Tarpon Springs, FL

John Cimino

n/a

BONITA SPRINGS, FL

Michael J Iacampo

n/a

BONITA SPRINGS, FL

LAURENCE ELLIOTT HULBERT

n/a

BONITA SPRINGS, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRUNEAU, BRIAN, JOSEPH

MANAGING MEMBER

yes

05/2024

Mar 14, 2024

Dec 16, 2024

BRUNEAU, BRIAN, JOSEPH

PRESIDENT & CHIEF COMPLIANCE OFFICER - MANAGING MEMBER

yes

03/2024

Mar 14, 2024

Dec 16, 2024

CALHOUN, RICHARD, J

MANAGING MEMBER

yes

05/2024

Mar 14, 2024

Dec 16, 2024

MLA CAPITAL PARTNERS, LLC

MANAGING MEMBER

yes

12/2024

Dec 16, 2024

CALHOUN, RICHARD, J

STRATEGIC ADVISOR

12/2024

Mar 14, 2024

Dec 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NAPLES INSURANCE STRATEGIES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Stuart

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$227M

$116M

n/a

2024

Apr 2, 2025

$356M

$186M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$227M

$356M

-36.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Sep 18, 2024

Aug 19, 2024

BONITA SPRINGS, FL

Team lift out

RIA to RIA

50.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

IMPRINT WEALTH LLC

Sep 30, 2024

Jan 1, 2026

NAPLES, FL

Team lift out

RIA to RIA

27.3%

IMPRINT WEALTH LLC

Sep 30, 2024

Jan 1, 2026

MOUNT PLEASANT, SC

Firm absorbed

RIA to RIA

54.5%