DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Prospera Capital Management, LLC
Latest filing Jul 9, 2026
First filing on the tape May 24, 2024 · 9 filings
SEC status approved since Jun 26, 2024
RAUM
$344M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
100%
$344M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$86.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$344M as of Jul 9, 2026
Feb 28, 2025$293M then
HNW client RAUM$342M as of Jul 9, 2026
Feb 28, 2025$292M then
State-registered IARs (5.B.3)3 as of Jul 9, 2026
Feb 28, 20252 then
Employees (5.A)3 as of Jul 9, 2026
Feb 28, 20252 then
Private funds: no history
RAUM +17% over the last fiscal yearIARs 2 to 3offices 0 to 3
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
- RAUM per advisor
- $86.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.2MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 1.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$342M99%
- Individuals$1.8M0.5%
- Individual clients
- 7reported
- HNW clients
- 37reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 206reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Chase Alan Smith DetersCertified Financial Planner, Chartered Financial Consultant | Gilbert, Az | Jun 26, 2024 | 21 y | 3 |
| Sara Lammers AmparanCertified Financial Planner | Gilbert, Az | Jun 26, 2024 | 13 y | 1 |
| Heather Dawn Jacroux McclainCertified Financial Planner | Gilbert, Az | Mar 18, 2026 | 20 y | 2 |
| Thomas Edward KnowltonCertified Financial Planner | Gilbert, Az | Jul 9, 2026 | 20 y | 2 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Thomas Edward Knowlton from Luminvest Wealth Management LLCJul 9, 2026 · RIA to RIA
- Heather Dawn Jacroux Mcclain from Vanguard Advisers, Inc.Mar 18, 2026 · Affiliated broker-dealer or bank to independent RIA
- Sara Lammers Amparan from Vanguard Advisers, Inc.Jun 26, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Chase Alan Smith Deters from Vanguard Advisers, Inc.Jun 26, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Vanguard Advisers, Inc.Jul 10, 2024 · Scottsdale, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lammers Sara Amparan · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- Lammers Sara Amparan · Ownercontrolsince 06/2024 · owns 75% or more of Amparan Wealth Management, LLC
- Alan Smith Chase Deters · Ownercontrolsince 06/2024 · owns 75% or more of Deters Wealth Management, LLC
Entity owners
- Amparan Wealth Management, LLC · Holding Companydirect · owns 50% to 75%
- Deters Wealth Management, LLC · Holding Companydirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gilbert, Az | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Jul 9, 2026HNW RAUM per HNW client of $9,248,559 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.6 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
What changed
consecutive filings, newest first
- Other offices · 2 to 3Jun 15, 2026 to Jul 9, 2026
- Accounts · 214 to 206Nov 10, 2025 to Mar 27, 2026
- Advisory employees · 2 to 3Nov 10, 2025 to Mar 27, 2026
- HNW clients · 43 to 37Nov 10, 2025 to Mar 27, 2026
- Individual clients · 6 to 7Nov 10, 2025 to Mar 27, 2026
- Employees · 2 to 3Nov 10, 2025 to Mar 27, 2026
- State-registered IARs · 2 to 3Nov 10, 2025 to Mar 27, 2026
- Other offices · 1 to 2Nov 10, 2025 to Mar 27, 2026
- Discretionary RAUM · $300M to $304MNov 10, 2025 to Mar 27, 2026
- HNW RAUM · $336M to $342MNov 10, 2025 to Mar 27, 2026
- Individual RAUM · $1.4M to $1.8MNov 10, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $37.6M to $40.4MNov 10, 2025 to Mar 27, 2026
- RAUM · $337M to $344MNov 10, 2025 to Mar 27, 2026
- Accounts · 209 to 214Feb 28, 2025 to Jul 31, 2025
- HNW clients · 35 to 43Feb 28, 2025 to Jul 31, 2025
- Individual clients · 5 to 6Feb 28, 2025 to Jul 31, 2025
- Financial planning clients · 26-50 to 26-50Feb 28, 2025 to Jul 31, 2025
- Other offices · 0 to 1Feb 28, 2025 to Jul 31, 2025
- Discretionary RAUM · $268M to $300MFeb 28, 2025 to Jul 31, 2025
- HNW RAUM · $292M to $336MFeb 28, 2025 to Jul 31, 2025
- Individual RAUM · $1.1M to $1.4MFeb 28, 2025 to Jul 31, 2025
- Non-discretionary RAUM · $24.4M to $37.6MFeb 28, 2025 to Jul 31, 2025
- RAUM · $293M to $337MFeb 28, 2025 to Jul 31, 2025
- Accounts · 135 to 209Oct 10, 2024 to Feb 28, 2025
- HNW clients · 26 to 35Oct 10, 2024 to Feb 28, 2025
- Individual clients · 3 to 5Oct 10, 2024 to Feb 28, 2025
- Financial planning clients · 0 to 26-50Oct 10, 2024 to Feb 28, 2025
- HQ city · unset to Oct 10, 2024 to Feb 28, 2025
- HQ state · unset to Oct 10, 2024 to Feb 28, 2025
- Discretionary RAUM · $176M to $268MOct 10, 2024 to Feb 28, 2025
- HNW RAUM · $187M to $292MOct 10, 2024 to Feb 28, 2025
- Individual RAUM · $818,000 to $1.1MOct 10, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $12.0M to $24.4MOct 10, 2024 to Feb 28, 2025
- RAUM · $188M to $293MOct 10, 2024 to Feb 28, 2025
- Accounts · 0 to 135Jun 26, 2024 to Oct 10, 2024
- Advisory activities · 3 to 2Jun 26, 2024 to Oct 10, 2024
- HNW clients · unset to 26.0Jun 26, 2024 to Oct 10, 2024
- Individual clients · unset to 3.0Jun 26, 2024 to Oct 10, 2024
- Discretionary RAUM · $0 to $176MJun 26, 2024 to Oct 10, 2024
- HNW RAUM · unset to 187382000.0Jun 26, 2024 to Oct 10, 2024
Signals
3 dated events
- Prospera Capital Management, Llc reported RAUM $292.7M, up 56% from $188.2M (2024-10-10 to 2025-02-28)Feb 28, 2025 · RAUM change · derived
- 2 advisors left Vanguard Advisers, Inc. (Scottsdale, AZ) for Prospera Capital Management, LLC within 7 daysJul 10, 2024 · Team lift-out · derived
- Prospera Capital Management, Llc filed its initial SEC registration (Form ADV)May 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 480-648-9369reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- AMPARANWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 480-648-9369reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026