DFX Intelligence

J•••••• R••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

J•••••• R••• B••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a1db57f-3b04-492b-93a4-23a59305f2d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 26, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Sep 18, 2025	n/a	yes	Phoenix, AZ\|TORRANCE, CA	Current employment
B••••• M•••• D••••••••	Former SEC adviser	Feb 5, 2024	Nov 13, 2025	no	Phoenix, AZ\|SANTA FE, NM	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• M•••• D••••••••	E• W••••• A•••••••	Nov 13, 2025	Sep 18, 2025	-56	Firm change after gap	RIA to RIA
S••••••• F•••••••• G••••	B••••• M•••• D••••••••	Dec 8, 2023	Feb 5, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
172980:111147:NM:2025-11-13	Nov 13, 2025	Sep 18, 2025	SANTA FE, NM	Firm change after gap

Relationships

Registered with (6)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Sep 18, 2025 to presentfactForm ADV
→ B••••• M•••• D••••••••Registered adviserregistration: previous registration
Feb 5, 2024 to Nov 13, 2025factForm ADV
→ S••••••• F•••••••• G••••Registered adviserregistration: previous registration
May 21, 2021 to Dec 8, 2023factForm ADV
→ C••••••••• L••Registered adviser

Dated events

Occurred
Nov 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a1db57f-3b04-492b-93a4-23a59305f2d3
First observed: Apr 2, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.