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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

STEVEN CRAIG CONNERS

Advisor at CORECAP ADVISORS

Scottsdale, AZ | SOUTHFIELD, MI

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORECAP ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 8
Exams: S63|S65
First exam: Jun 1, 1989
First registration: Nov 17, 2000
Dual registered: yes, broker-dealer
Other names: STEVEN C CONNERS|STEVEN CONNERS|STEVE CONNERS
IAPD individual key: 1939727

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORECAP ADVISORS	Bd affiliated wealth	Sep 14, 2016	n/a	yes	SOUTHFIELD, MI\|Scottsdale, AZ	Current employment
SSN ADVISORY, INC.	Former SEC adviser	Sep 15, 2014	Aug 31, 2016	no	SCOTTSDALE, AZ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 7, 2012	Sep 10, 2014	no	TEMPE, AZ\|TEMPE, AZ\|SCOTTSDALE, AZ	Previous registration
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC	Former SEC adviser	Sep 22, 2009	Jan 7, 2013	no	SCOTTSDALE, AZ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Aug 27, 2008	Sep 9, 2009	no	SCOTTSDALE, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 5, 2005	Aug 20, 2008	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 17, 2000	Aug 9, 2005	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SSN ADVISORY, INC.	CORECAP ADVISORS	Aug 31, 2016	Sep 14, 2016	14	Firm change	Other
MSI FINANCIAL SERVICES, INC.	SSN ADVISORY, INC.	Sep 10, 2014	Sep 15, 2014	5	Firm change	Other
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Jan 7, 2013	Dec 7, 2012	-31	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC	Sep 9, 2009	Sep 22, 2009	13	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SAGEPOINT FINANCIAL, INC.	Aug 20, 2008	Aug 27, 2008	7	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 9, 2005	Aug 5, 2005	-4	Firm change	Other

Relationships

Registered with (7)

→ CORECAP ADVISORSRegistered adviserregistration: current employment
Sep 14, 2016 to presentfactForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Sep 15, 2014 to Aug 31, 2016factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 7, 2012 to Sep 10, 2014factForm ADV
→ HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 22, 2009 to Jan 7, 2013factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Aug 27, 2008 to Sep 9, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 5, 2005 to Aug 20, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 17, 2000 to Aug 9, 2005factForm ADV

Dated events

No dated event names this entity yet.