DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Craig Conners
Feed of 09/15/2026
Also filed as Steven C Conners
At current firm
10 y
since Sep 14, 2016
In the industry
37 y
since Jun 1, 1989 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Corecap Advisors BD affiliated currentsince Sep 14, 2016 · Southfield, Mi
- Ssn Advisory, Inc. formerSep 15, 2014 to Aug 31, 2016 · Scottsdale, Az
- Msi Financial Services, Inc. formerDec 7, 2012 to Sep 10, 2014 · Tempe, Az
- Householder Group Financial Advisors, LLC formerSep 22, 2009 to Jan 7, 2013 · Scottsdale, Az
- Sagepoint Financial, Inc. formerAug 27, 2008 to Sep 9, 2009 · Scottsdale, Az
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 5, 2005 to Aug 20, 2008 · Scottsdale, Az
- Morgan Stanley Dw Inc. unclassifiedNov 17, 2000 to Aug 9, 2005 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Ssn Advisory, Inc. to Corecap Advisorsleft Aug 31, 2016, registered Sep 14, 2016 (14 days) · Other
- Msi Financial Services, Inc. to Ssn Advisory, Inc.left Sep 10, 2014, registered Sep 15, 2014 (5 days) · Other
- Householder Group Financial Advisors, LLC to Msi Financial Services, Inc.left Jan 7, 2013, registered Dec 7, 2012 (-31 days) · Other
- Sagepoint Financial, Inc. to Householder Group Financial Advisors, LLCleft Sep 9, 2009, registered Sep 22, 2009 (13 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Sagepoint Financial, Inc.left Aug 20, 2008, registered Aug 27, 2008 (7 days) · Other
- Morgan Stanley Dw Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 9, 2005, registered Aug 5, 2005 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address