DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JUSTIN C JOLLY

Advisor at PFG ADVISORS

West Jefferson, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9afc540b-5f8b-eb9b-9eb5-06ea6891b2c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 20, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PFG ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 17, 2006
First registration: Aug 20, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 5217598

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PFG ADVISORS	Independent wealth	Jul 2, 2024	n/a	yes	West Jefferson, NC	Current employment
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Aug 11, 2022	May 31, 2024	no	Camarillo, CA	Previous registration
PFG ADVISORS	Independent wealth	Mar 2, 2015	Aug 1, 2022	no	PEORIA, AZ\|PHOENIX, AZ\|GLENDALE, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 20, 2014	Sep 8, 2016	no	PHOENIX, AZ\|PHOENIX, AZ\|PEORIA, AZ\|PEORIA, AZ\|GILBERT, AZ\|PEORIA, AZ\|GLENDALE, AZ\|TAYLORSVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MUTUAL ADVISORS, LLC	PFG ADVISORS	May 31, 2024	Jul 2, 2024	32	Firm change	Ibd to RIA
PFG ADVISORS	MUTUAL ADVISORS, LLC	Aug 1, 2022	Aug 11, 2022	10	Firm change	RIA to ibd
LPL FINANCIAL LLC	PFG ADVISORS	Sep 8, 2016	Mar 2, 2015	-556	Firm change after gap	Other

Relationships

Registered with (3)

→ PFG ADVISORSRegistered adviserregistration: previous registration
Mar 2, 2015 to Aug 1, 2022factForm ADV
→ MUTUAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 11, 2022 to May 31, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 20, 2014 to Sep 8, 2016factForm ADV

Dated events

Occurred
May 31, 2024
Advisor changed firm
Justin C Jolly left Mutual Advisors, Llc for Pfg Advisors (registered 2024-07-02)
Form ADVobserved 4 days ago
Occurred
Aug 1, 2022
Advisor changed firm
Justin C Jolly left Pfg Advisors for Mutual Advisors, Llc (registered 2022-08-11)
Form ADVobserved 4 days ago