DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• C• J••••

P•• A•••••••independent RIAWest Jefferson, Ncdual registrantIAPD 5217598

Feed of 09/14/2026

At current firm

2 y

since Jul 2, 2024

In the industry

19 y

since Oct 17, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• A••••••• independent RIA current
since Jul 2, 2024 · West Jefferson, Nc
M••••• A•••••••• L•• BD affiliated
Aug 11, 2022 to May 31, 2024 · Camarillo, Ca
P•• A••••••• independent RIA
Mar 2, 2015 to Aug 1, 2022 · Peoria, Az
L•• F•••••••• L•• BD affiliated
Aug 20, 2014 to Sep 8, 2016 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

M••••• A•••••••• L•• to P•• A•••••••
left May 31, 2024, registered Jul 2, 2024 (32 days) · Affiliated broker-dealer or bank to independent RIA
P•• A••••••• to M••••• A•••••••• L••
left Aug 1, 2022, registered Aug 11, 2022 (10 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to P•• A•••••••
left Sep 8, 2016, registered Mar 2, 2015 (-556 days) · Other

Signals

J••••• C• J•••• left M••••• A•••••••• L•• for P•• A••••••• (registered 2024-07-02)
May 31, 2024 · Advisor changed firm · fact
J••••• C• J•••• left P•• A••••••• for M••••• A•••••••• L•• (registered 2022-08-11)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address