DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• W••••• M•••••••••
Legal name S••••• W••••• M••••••••• L••
Latest filing Feb 20, 2026
First filing on the tape Apr 10, 2024 · 4 filings
SEC status approved since May 14, 2024
RAUM
$163M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$160M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$23.2M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$163M as of Feb 20, 2026
Feb 3, 2025$157M then
HNW client RAUM$146M as of Feb 20, 2026
Feb 3, 2025$144M then
State-registered IARs (5.B.3)7 as of Feb 20, 2026
Feb 3, 20257 then
Employees (5.A)7 as of Feb 20, 2026
Feb 3, 20257 then
Private funds: no history
RAUM +4.0% over the last fiscal yearIARs 7 to 7
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
- RAUM per advisor
- $23.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $618,733derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$146M90%
- Individuals$14.2M8.7%
- Charitable organizations$2.4M1.5%
- Individual clients
- 32reported
- HNW clients
- 47reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 263reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••• M••••• D••••• | St. Petersburg, Fl | Apr 22, 2020 | 22 y | 1 |
| W••••• G••••• S••••Personal Financial Specialist | St. Petersburg, Fl | Jun 10, 2020 | 26 y | 1 |
| J•••• R• S•••• | St. Petersburg, Fl | Jun 29, 2020 | 15 y | 0 |
| R•••••• B• F•••• | St. Petersburg, Fl | Jul 16, 2020 | 22 y | 0 |
| J••• E••• P•••• | St. Petersburg, Fl | May 24, 2024 | 13 y | 2 |
| J••• D•••• H•••••Personal Financial Specialist | St. Petersburg, Fl | Jan 1, 2025 | 22 y | 2 |
| S•••••• M•••••• B•••• | St. Petersburg, Fl | Jan 28, 2026 | 12 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B••••• T••••• C•••• to C•••••• I••••••••• A•••••••• L••Jan 11, 2023 · RIA to RIA
Joined, latest
- S•••••• M•••••• B•••• from G•••• C•••••• I••••••••• G••••• L••Jan 28, 2026 · RIA to RIA
- J••• D•••• H••••• from F•••••••• T••••••• I•••Jan 1, 2025 · Other
- J••• E••• P•••• from M•• I•••••••• S•••••••• L••May 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- B••••• T••••• C•••• from F••••••• P••••••• A•• W•••••••• A•••••••Apr 13, 2021 · Affiliated broker-dealer or bank to independent RIA
- W••••• G••••• S•••• from A•• W••••• A•••••••Jun 10, 2020 · Other
- D••• M••••• D••••• from C• P••••••• C•••Apr 22, 2020 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• D•••• M••••• · Chief Compliance Officer/Membercontrolsince 05/2017 · owns less than 5%
- B••••• S••••••• M•••••• · Membercontrolsince 06/2023 · owns 25% to 50% of S••• I••••••••• L••
- D•••••• D•••• M••••• · Membercontrolsince 05/2017 · owns 50% to 75% of D•• C••••••• L••
- F••••• R••••••• B• · Membercontrolsince 06/2023 · owns 25% to 50% of S••• I••••••••• L••
- H•••••• J•••• D•••• · Membercontrolsince 07/2023 · owns 25% to 50% of S••• I••••••••• L••
- S••••• J••••• R• · Membercontrolsince 01/2020 · owns 75% or more of K••••••••• L••
- S••••• W•••••• G••••• · Membercontrolsince 06/2023 · owns 25% to 50% of S••• I••••••••• L••
Entity owners
- D•• C••••••• L•• · Memberdirect · owns 50% to 75%
- K••••••••• L•• · Memberdirect · owns 5% to 10%
- S••• I••••••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- R•••••• B• F•••• I•• C••insurancen
- R•••• S•••• C••n
- S•••••• M• B•••• C••insurancen
- W• G••••• S•••• C••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Petersburg, Fl | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 244 to 263Sep 3, 2025 to Feb 20, 2026
- HNW clients · 46 to 47Sep 3, 2025 to Feb 20, 2026
- Individual clients · 27 to 32Sep 3, 2025 to Feb 20, 2026
- Discretionary RAUM · $157M to $163MSep 3, 2025 to Feb 20, 2026
- HNW RAUM · $144M to $146MSep 3, 2025 to Feb 20, 2026
- Individual RAUM · $10.1M to $14.2MSep 3, 2025 to Feb 20, 2026
- RAUM · $157M to $163MSep 3, 2025 to Feb 20, 2026
- Accounts · 205 to 244Apr 10, 2024 to Feb 3, 2025
- Advisory employees · 6 to 7Apr 10, 2024 to Feb 3, 2025
- HNW clients · 29 to 46Apr 10, 2024 to Feb 3, 2025
- Individual clients · 34 to 27Apr 10, 2024 to Feb 3, 2025
- Assets in custody · 100444661.0 to unsetApr 10, 2024 to Feb 3, 2025
- Custody of client assets · true to falseApr 10, 2024 to Feb 3, 2025
- Employees · 6 to 7Apr 10, 2024 to Feb 3, 2025
- Financial planning clients · 1-10 to 1-10Apr 10, 2024 to Feb 3, 2025
- State-registered IARs · 6 to 7Apr 10, 2024 to Feb 3, 2025
- Discretionary RAUM · $100M to $157MApr 10, 2024 to Feb 3, 2025
- HNW RAUM · $83.0M to $144MApr 10, 2024 to Feb 3, 2025
- Individual RAUM · $15.4M to $10.1MApr 10, 2024 to Feb 3, 2025
- RAUM · $100M to $157MApr 10, 2024 to Feb 3, 2025
Signals
2 dated events
- S••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Apr 10, 2024 · First SEC registration · fact
- B••••• T••••• C•••• left S••••• W••••• M••••••••• for C•••••• I••••••••• A•••••••• L•• (registered 2023-02-07)Jan 11, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 727-424-9870reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 727-493-9700reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/sagace-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S•••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (727) 493-9700reportedpublic record, Form ADV, Feb 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026