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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

PHILIP ROBERT HEDRICK

Advisor at OSAIC ADVISORY SERVICES, LLC

Coeur D'alene, ID

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 28, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 5, 1992
First registration: Dec 28, 1992
Dual registered: yes, broker-dealer
IAPD individual key: 1061047

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	Coeur D'alene, ID	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Nov 6, 2020	Nov 8, 2024	no	SANDPOINT, ID	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Jul 27, 2011	Nov 6, 2020	no	Sandpoint, ID\|SEATTLE, WA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Jun 30, 2011	Jul 6, 2011	no	Sandpoint, ID	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Jan 6, 2003	Jun 30, 2011	no	TACOMA, WA\|LAKEWOOD, WA	Previous registration
NORTHWEST CAPITAL MANAGEMENT, INC.	n/a	Dec 28, 1992	Dec 31, 2002	no	LAKEWOOD, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
KMS FINANCIAL SERVICES, INC	ARBOR POINT ADVISORS	Nov 6, 2020	Nov 6, 2020	0	Channel change	Ibd to ibd
PACIFIC WEST FINANCIAL CONSULTANTS INC	KMS FINANCIAL SERVICES, INC	Jun 30, 2011	Jun 30, 2011	0	Firm change	Other
NORTHWEST CAPITAL MANAGEMENT, INC.	PACIFIC WEST FINANCIAL CONSULTANTS INC	Dec 31, 2002	Jan 6, 2003	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
3866:165127:WA:2020-11-06	Nov 6, 2020	Nov 6, 2020	SEATTLE, WA	Firm change

Relationships

Registered with (5)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2020 to Nov 8, 2024factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Jul 27, 2011 to Nov 6, 2020factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Jan 6, 2003 to Jun 30, 2011factForm ADV
→ NORTHWEST CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 28, 1992 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.