DFX Intelligence

Data Factory

RIA / WealthAdvisor14 years in industry

SEAN T HUGHES

Advisor at WEALTH WATCH ADVISORS, INC

Schaumburg, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9bb8e2fd-bd59-84da-ee80-2a4d6d669c7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH WATCH ADVISORS, INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 3, 2012
First registration: Apr 4, 2012
Dual registered: no
IAPD individual key: 5993558

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH WATCH ADVISORS, INC	Independent wealth	May 25, 2021	n/a	yes	Schaumburg, IL	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Jan 19, 2018	Jun 4, 2021	no	SCHAUMBURG, IL\|PHOENIX, AZ	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Apr 2, 2015	Jun 8, 2016	no	ROLLING MEADOWS, IL\|WHEATON, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 4, 2012	Jul 17, 2014	no	SHOREWOOD, IL\|PLAINFIELD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	WEALTH WATCH ADVISORS, INC	Jun 4, 2021	May 25, 2021	-10	Firm change	RIA to RIA
BROOKSTONE CAPITAL MANAGEMENT LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Jun 8, 2016	Jan 19, 2018	590	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Jul 17, 2014	Apr 2, 2015	259	Firm change	Other

Relationships

Registered with (4)

→ WEALTH WATCH ADVISORS, INCRegistered adviserregistration: current employment
May 25, 2021 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Jan 19, 2018 to Jun 4, 2021factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 2, 2015 to Jun 8, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 4, 2012 to Jul 17, 2014factForm ADV

Dated events

No dated event names this entity yet.