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RIA / WealthAdvisorCertified Financial Planner17 years in industry

KEVIN ALEXANDER MAUTTE

Advisor at RFG ADVISORY, LLC

VESTAVIA HILLS, AL | GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:9c3f5849-a02b-3ad4-755d-e6a50fc9e866

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RFG ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 28, 2009
First registration: Jun 15, 2009
Dual registered: no
Other names: KEVIN MAUTTE
IAPD individual key: 5658112

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RFG ADVISORY, LLC	Independent wealth	Nov 7, 2024	n/a	yes	GLEN ALLEN, VA\|VESTAVIA HILLS, AL	Current employment
WEALTHCARE ADVISORY PARTNERS LLC	Bd affiliated wealth	Dec 18, 2019	Nov 8, 2024	no	WEST CHESTER, PA\|Mechanicsville, VA	Previous registration
COLONIAL RIVER WEALTH MANAGEMENT LLC	Independent wealth	Dec 13, 2017	Dec 18, 2019	no	MIDLOTHIAN, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 15, 2014	Dec 13, 2017	no	MINNEAPOLIS, MN\|MIDLOTHIAN, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 23, 2011	Jul 15, 2014	no	RICHMOND, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2009	Jun 7, 2011	no	RICHMOND, VA\|RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHCARE ADVISORY PARTNERS LLC	RFG ADVISORY, LLC	Nov 8, 2024	Nov 7, 2024	-1	Firm change	RIA to RIA
COLONIAL RIVER WEALTH MANAGEMENT LLC	WEALTHCARE ADVISORY PARTNERS LLC	Dec 18, 2019	Dec 18, 2019	0	Firm change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	COLONIAL RIVER WEALTH MANAGEMENT LLC	Dec 13, 2017	Dec 13, 2017	0	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 15, 2014	Jul 15, 2014	0	Firm change	Other
WELLS FARGO ADVISORS	SUNTRUST INVESTMENT SERVICES, INC.	Jun 7, 2011	Jun 23, 2011	16	Firm change	Other

Relationships

Registered with (6)

→ RFG ADVISORY, LLCRegistered adviserregistration: current employment
Nov 7, 2024 to presentfactForm ADV
→ WEALTHCARE ADVISORY PARTNERS LLCRegistered adviserregistration: previous registration
Dec 18, 2019 to Nov 8, 2024factForm ADV
→ COLONIAL RIVER WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 13, 2017 to Dec 18, 2019factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 15, 2014 to Dec 13, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 23, 2011 to Jul 15, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 15, 2009 to Jun 7, 2011factForm ADV

Dated events

Occurred
Nov 8, 2024
Advisor changed firm
Kevin Alexander Mautte left Wealthcare Advisory Partners Llc for Rfg Advisory, Llc (registered 2024-11-07)
Form ADVobserved 6 days ago