DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin Alexander Mautte

Rfg Advisory, LLCindependent RIAVestavia Hills, Al IA-onlyIAPD 5658112

Certified Financial Planner

Feed of 09/14/2026

Also filed as Kevin Mautte

At current firm

1 y

since Nov 7, 2024

In the industry

17 y

since May 28, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/kevin-mautte-cfpreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Rfg Advisory, LLC independent RIA current
since Nov 7, 2024 · Glen Allen, Va
Wealthcare Advisory Partners LLC BD affiliated
Dec 18, 2019 to Nov 8, 2024 · West Chester, Pa
Colonial River Wealth Management LLC independent RIA
Dec 13, 2017 to Dec 18, 2019 · Midlothian, Va
Ameriprise Financial Services, LLC national BD
Jul 15, 2014 to Dec 13, 2017 · Minneapolis, Mn
Suntrust Investment Services, Inc. former
Jun 23, 2011 to Jul 15, 2014 · Richmond, Va
Wells Fargo Advisors wirehouse
Jun 15, 2009 to Jun 7, 2011 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

Wealthcare Advisory Partners LLC to Rfg Advisory, LLC
left Nov 8, 2024, registered Nov 7, 2024 (-1 days) · RIA to RIA
Colonial River Wealth Management LLC to Wealthcare Advisory Partners LLC
left Dec 18, 2019, registered Dec 18, 2019 (0 days) · RIA to RIA
Ameriprise Financial Services, LLC to Colonial River Wealth Management LLC
left Dec 13, 2017, registered Dec 13, 2017 (0 days) · Other
Suntrust Investment Services, Inc. to Ameriprise Financial Services, LLC
left Jul 15, 2014, registered Jul 15, 2014 (0 days) · Other
Wells Fargo Advisors to Suntrust Investment Services, Inc.
left Jun 7, 2011, registered Jun 23, 2011 (16 days) · Other

Signals

Kevin Alexander Mautte left Wealthcare Advisory Partners Llc for Rfg Advisory, Llc (registered 2024-11-07)
Nov 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address