DFX Intelligence

H••••• B•• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

H••••• B•• L••••••

CRD 168683

LONDON

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Search this name across graphsid dfx:ria:9c969f92-caf1-6b5a-3147-085180ba383c

Data as of Jan 28, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2013 to Jan 28, 2015
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.6B••• Locked
Discretionary RAUM: $2.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••• B•• F•••• N•••• A•••••• S••	Other Private Fund	$0	Jan 28, 2015	0	Mar 26, 2012	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• S••••••	Director	Na	yes	05/2013	Sep 18, 2013	Jan 28, 2015
B••••• F••• N••••••• L••••••	SOLE SHAREHOLDER	E	yes	03/1983	Sep 18, 2013	Jan 28, 2015

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••• I••••••••• M••••••••• L••••••	n/a	Asset manager	$25B	N	yes	n/a
H••••• G•• L••	n/a	Institutional manager	$8.9B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 27, 2014	$2.6B	$2.6B	24	14	n/a	1	$0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$2.6B	n/a	n/a	n/a	n/a	24	n/a	n/a	n/a

Relationships

Affiliated with (5)

→ H••••• G•• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ H••••• E••••••• E••••••• L••••••Registered adviserother investment adviser, common control
factForm ADV
→ H••••• I••••••••• M••••••••• L••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ H••••• G•• •••• I••Registered adviser

Dated events

Occurred
Sep 18, 2013
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c969f92-caf1-6b5a-3147-085180ba383c
First observed: Sep 18, 2013
Last observed: Jan 28, 2015 141 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.