DFX Intelligence

H••••• G•• •••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

H••••• G•• •••• I••

CRD 166839

NEW YORK, NY

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Search this name across graphsid dfx:ria:8f08a2f0-23e4-eb95-574a-97e1e99b5858

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 4
On other graphs: 0
Observed: Jun 10, 2013 to Mar 27, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $1.7B••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• H••••• I••	Shareholder	E	yes	03/1983	Mar 31, 2020	Apr 5, 2024
F•••••••• H••••• L••••••	Shareholder	D	yes	04/2010	Apr 11, 2022	Apr 5, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••••• I••••••••• M••••••••• C••••••	n/a	Asset manager	$590B	N	yes	n/a
F•••••••• I••••••••• C•••••••••	n/a	Institutional manager	$207B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.5B	12.6%	$1.5B	3.4%	4	5	0	0

Relationships

Affiliated with (26)

← F•••••••• I••••••••• C•••••••••Registered adviserother investment adviser, common control
factForm ADV
← F•••••••• G••••• I••••••••• M••••••••• C••••Registered adviserother investment adviser, common control
factForm ADV
← M•• A•••••••• A• D••••••• O• F•••••••• M••• L••Registered adviserother investment adviser, common control
factForm ADV
← F•••••••• E••••• M••••••••• C•••••• O• P•••••••••Registered adviser

Dated events

Occurred
Mar 31, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$464M
Occurred
Jun 10, 2013
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f08a2f0-23e4-eb95-574a-97e1e99b5858
First observed: Jun 10, 2013
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.