DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hermes Bpk Limited

Former SEC-registered adviserLondon, CRD 168683SEC 801-78611IAPD
Latest filing Jan 28, 2015
First filing on the tape Sep 18, 2013 · 7 filings
RAUM
$2.6B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
14 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$2.6B as of Jan 28, 2015
Sep 18, 2013$195M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 28, 2015
Sep 18, 20130 then
Employees (5.A)24 as of Jan 28, 2015
Sep 18, 201323 then
Private funds1 as of Jan 28, 2015
Mar 27, 20141 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jan 28, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.3BderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Hermes Bpk Funds North America SpcOther Private Fund$00Mar 26, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Stephen Allen · Directorcontrol
        since 05/2013 · owns less than 5%
      • Tommaso Mancuso · Directorcontrol
        since 11/2013 · owns less than 5%
      • Anwar Saker Nusseibeh · Directorcontrol
        since 11/2013 · owns less than 5%
      • Lorraine Ashleigh Simms · Chief Compliance Officer
        since 03/2014 · owns less than 5%
      Entity owners
      • Hermes Fund Managers Limited · Shareholder
        direct · owns 75% or more
      • Britel Fund Nominees Limited · Sole Shareholder
        indirect · owns 75% or more of Britel Fund Trustees Limited
      • Britel Fund Trustees Limited · Sole Shareholder
        indirect · owns 75% or more of Britel Fund Nominees Limited
      • Britel Fund Trustees Limited · Sole Shareholder
        indirect · owns 75% or more of Hermes Fund Managers Limited
      • Bt Pension Scheme Trustees Limited · Corporate Trustee
        indirect · owns 75% or more of Britel Fund Trustees Limited / Britel Fund Nominees Limited
      Related persons
      Schedule D 7.A
      Advisers that list Hermes Bpk Limited as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 2
        Sep 18, 2013 to Mar 27, 2014
      • Employees · 23 to 24
        Sep 18, 2013 to Mar 27, 2014
      • Private funds · unset to 1
        Sep 18, 2013 to Mar 27, 2014
      • Discretionary RAUM · $195M to $2.6B
        Sep 18, 2013 to Mar 27, 2014
      • Non-discretionary RAUM · $0 to $34.7M
        Sep 18, 2013 to Mar 27, 2014
      • RAUM · $195M to $2.6B
        Sep 18, 2013 to Mar 27, 2014
      • Related broker-dealer · true to false
        Sep 18, 2013 to Mar 27, 2014
      Signals
      1 dated events
      • Hermes Bpk Limited filed its initial SEC registration (Form ADV)
        Sep 18, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026