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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HERMES EUROPEAN EQUITIES LIMITED

CRD 152630

LONDON

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Search this name across graphsid dfx:ria:a4d138b0-c7f7-2485-22fe-c30c5d5aa4b4

Data as of Apr 1, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 4
On other graphs: 0
Observed: Dec 9, 2011 to Apr 1, 2020
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2020-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
SEC number: 801-70967
CRD: 152630
Filings on the tape: 31
First filed: Dec 9, 2011
Latest filed: Apr 1, 2020
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRITEL FUND NOMINEES LIMITED	Shareholder	E	yes	03/1983	Dec 9, 2011	Apr 1, 2020
BRITEL FUND TRUSTEES LIMITED	Shareholder	C	yes	04/1983	Dec 9, 2011	Apr 1, 2020
BRITEL FUND TRUSTEES LIMITED	Shareholder	E	yes	03/1983	Dec 9, 2011	Apr 1, 2020
BT PENSION SCHEME TRUSTEES LIMITED	CORPORATE TRUSTEE	F	yes	03/1983	Dec 9, 2011	Apr 1, 2020
FEDERATED HERMES INC	Shareholder	E	yes	03/1983	Apr 1, 2020	Apr 1, 2020
FEDERATED HOLDINGS (UK) II LIMITED	Shareholder	D	yes	07/2018	Jul 27, 2018	Apr 1, 2020
FEDERATED INTERNATIONAL HOLDINGS B.V.	Shareholder	E	yes	07/2018	Jul 27, 2018	Apr 1, 2020
FII HOLDINGS INC	Shareholder	E	yes	12/1998	Jul 27, 2018	Apr 1, 2020
HERMES FUND MANAGERS LIMITED	Shareholder	E	yes	12/2009	Dec 9, 2011	Apr 1, 2020
Kennedy, Ian, Marshall	Director	Na	yes	10/2015	Oct 27, 2015	Apr 1, 2020
NUSSEIBEH, SAKER, ANWAR	Director	Na	yes	12/2009	Dec 9, 2011	Apr 1, 2020
STEEL, HARRIET, ANNE	Director	Na	yes	07/2017	Mar 30, 2018	Apr 1, 2020
Jordan, Karen, Angela	CHIEF COMPLIANCE OFFICER	Na	no	03/2020	Apr 1, 2020	Apr 1, 2020
MURRAY, EOIN, ANGUS	Director	Na	no	10/2019	Apr 1, 2020	Apr 1, 2020
Taylor, Christopher, Mark	Director	Na	no	06/2017	Mar 30, 2018	Apr 1, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FEDERATED INVESTMENT MANAGEMENT COMPANY	n/a	Asset manager	$590B	N	yes	n/a
FEDERATED INVESTMENT COUNSELING	n/a	Institutional manager	$207B	N	yes	n/a
FEDERATED MDTA LLC	n/a	Asset manager	$26B	N	yes	n/a
HERMES INVESTMENT MANAGEMENT LIMITED	n/a	Asset manager	$25B	N	yes	n/a
FEDERATED INVESTORS (UK) LLP	n/a	Asset manager	$25B	N	yes	n/a
FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA	n/a	Asset manager	$14B	N	yes	n/a
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	n/a	Asset manager	$14B	N	yes	n/a
HERMES GPE LLP	n/a	Institutional manager	$8.9B	N	yes	n/a
HERMES GPE (USA) INC	n/a	Asset manager	$1.7B	N	yes	n/a
FEDERATED SECURITIES CORP.	n/a	No RAUM reported	$0	N	yes	n/a
FEDERATED ADVISORY SERVICES COMPANY	n/a	No RAUM reported	n/a	N	yes	n/a
FEDERATED INTERNATIONAL MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
FEDERATED INTERNATIONAL SECURITIES CORP.	n/a	Former SEC adviser	n/a	N	yes	n/a
FEDERATED INVESTORS ASIA PACIFIC PTY LTD	n/a	n/a	n/a	N	yes	n/a
FEDERATED INVESTORS AUSTRALIA SERVICES LTD	n/a	n/a	n/a	N	yes	n/a
FEDERATED INVESTORS CANADA ULC	n/a	n/a	n/a	N	yes	n/a
FEDERATED INVESTORS TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER LLC	n/a	n/a	n/a	N	yes	n/a
HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
HERMES FUND MANAGERS IRELAND LIMITED	n/a	n/a	n/a	N	yes	n/a
HERMES GPE( SINGAPORE) PTE LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 1, 2020	$1.1B	$1.0B	5	5	0	n/a	n/a
2018	Mar 28, 2019	$1.2B	$1.2B	7	7	0	n/a	n/a
2017	Mar 30, 2018	$2.4B	$2.3B	7	7	0	n/a	n/a
2016	Mar 22, 2017	$3.4B	$3.3B	8	7	n/a	n/a	n/a
2015	Mar 24, 2016	$4.4B	$4.3B	7	6	n/a	n/a	n/a
2014	Mar 31, 2015	$3.2B	$3.0B	11	6	n/a	n/a	n/a
2013	Mar 27, 2014	$3.2B	$3.2B	11	7	n/a	n/a	n/a
2012	Mar 27, 2013	$2.1B	$2.1B	10	7	n/a	n/a	n/a
2011	Mar 23, 2012	$1.4B	$1.4B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.1B	$1.2B	-11.1%	$3.4B	-32.2%	5	7	0	0

Relationships

Affiliated with (15)

→ FEDERATED INVESTMENT MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FEDERATED INVESTMENT COUNSELINGRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.Registered adviserother investment adviser, bank, common control
factForm ADV
→ MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIARegistered adviserother investment adviser, bank, common control
factForm ADV
→ FEDERATED ADVISORY SERVICES COMPANYRegistered adviserother investment adviser, common control
factForm ADV
→ HERMES GPE LLPRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ HERMES INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ HERMES GPE (USA) INCRegistered adviserother investment adviser, common control
factForm ADV
→ FEDERATED HERMES (UK) LLPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FEDERATED INTERNATIONAL SECURITIES CORP.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ FEDERATED SECURITIES CORP.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← HERMES BPK LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← HERMES FUND MANAGERS (NORTH AMERICA) LPRegistered adviserother investment adviser, common control
factForm ADV
← HERMES BPK PARTNERS LLPRegistered adviserother investment adviser, common control
factForm ADV

Controls (11)

← NUSSEIBEH, SAKER, ANWAROwnerDIRECTOR, ownership code NA, individual
Dec 9, 2011 to presentfactForm ADV
← STEEL, HARRIET, ANNEOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2018 to presentfactForm ADV
← Kennedy, Ian, MarshallOwnerDIRECTOR, ownership code NA, individual
Oct 27, 2015 to presentfactForm ADV
← BRITEL FUND NOMINEES LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 9, 2011 to presentfactForm ADV
← BRITEL FUND TRUSTEES LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 9, 2011 to presentfactForm ADV
← BT PENSION SCHEME TRUSTEES LIMITEDOwnerCORPORATE TRUSTEE, ownership code F, foreign entity
Dec 9, 2011 to presentfactForm ADV
← FEDERATED HERMES INCOwnerSHAREHOLDER, ownership code E, domestic entity
Apr 1, 2020 to presentfactForm ADV
← FEDERATED HOLDINGS (UK) II LIMITEDOwnerSHAREHOLDER, ownership code D, foreign entity
Jul 27, 2018 to presentfactForm ADV
← FEDERATED INTERNATIONAL HOLDINGS B.V.OwnerSHAREHOLDER, ownership code E, foreign entity
Jul 27, 2018 to presentfactForm ADV
← FII HOLDINGS INCOwnerSHAREHOLDER, ownership code E, domestic entity
Jul 27, 2018 to presentfactForm ADV
← HERMES FUND MANAGERS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 9, 2011 to presentfactForm ADV

Owns (3)

← MURRAY, EOIN, ANGUSOwnerDIRECTOR, ownership code NA, individual
Apr 1, 2020 to presentfactForm ADV
← Taylor, Christopher, MarkOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2018 to presentfactForm ADV
← Jordan, Karen, AngelaOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 1, 2020 to presentfactForm ADV

Dated events

Occurred
Apr 1, 2020
Control person left
Andrew Robert Parry (Director) no longer on Schedule A of Hermes European Equities Limited (listed 2019-03-28, absent 2020-04-01)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2020
Control person left
Wilkie James Rutherford (Director, Cio) no longer on Schedule A of Hermes European Equities Limited (listed 2019-03-28, absent 2020-04-01)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2019
Regulatory AUM changed
Hermes European Equities Limited reported RAUM $1.2B, down 50% from $2.4B (2018-07-27 to 2019-03-28)
Form ADVobserved 5 days ago
$-1.2B
Occurred
Mar 30, 2018
Regulatory AUM changed
Hermes European Equities Limited reported RAUM $2.4B, down 30% from $3.4B (2017-08-17 to 2018-03-30)
Form ADVobserved 5 days ago
$-1.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4d138b0-c7f7-2485-22fe-c30c5d5aa4b4
First observed: Dec 9, 2011
Last observed: Apr 1, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HERMES EUROPEAN EQUITIES LIMITED

CRD 152630

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4d138b0-c7f7-2485-22fe-c30c5d5aa4b4

Data as of Apr 1, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRITEL FUND NOMINEES LIMITED

Shareholder

yes

03/1983

Dec 9, 2011

Apr 1, 2020

BRITEL FUND TRUSTEES LIMITED

Shareholder

yes

04/1983

Dec 9, 2011

Apr 1, 2020

BRITEL FUND TRUSTEES LIMITED

Shareholder

yes

03/1983

Dec 9, 2011

Apr 1, 2020

BT PENSION SCHEME TRUSTEES LIMITED

CORPORATE TRUSTEE

yes

03/1983

Dec 9, 2011

Apr 1, 2020

FEDERATED HERMES INC

Shareholder

yes

03/1983

Apr 1, 2020

FEDERATED HOLDINGS (UK) II LIMITED

Shareholder

yes

07/2018

Jul 27, 2018

Apr 1, 2020

FEDERATED INTERNATIONAL HOLDINGS B.V.

Shareholder

yes

07/2018

Jul 27, 2018

Apr 1, 2020

FII HOLDINGS INC

Shareholder

yes

12/1998

Jul 27, 2018

Apr 1, 2020

HERMES FUND MANAGERS LIMITED

Shareholder

yes

12/2009

Dec 9, 2011

Apr 1, 2020

Kennedy, Ian, Marshall

Director

yes

10/2015

Oct 27, 2015

Apr 1, 2020

NUSSEIBEH, SAKER, ANWAR

Director

yes

12/2009

Dec 9, 2011

Apr 1, 2020

STEEL, HARRIET, ANNE

Director

yes

07/2017

Mar 30, 2018

Apr 1, 2020

Jordan, Karen, Angela

CHIEF COMPLIANCE OFFICER

03/2020

Apr 1, 2020

MURRAY, EOIN, ANGUS

Director

10/2019

Apr 1, 2020

Taylor, Christopher, Mark

Director

06/2017

Mar 30, 2018

Apr 1, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FEDERATED INVESTMENT MANAGEMENT COMPANY

n/a

Asset manager

$590B

yes

n/a

FEDERATED INVESTMENT COUNSELING

n/a

Institutional manager

$207B

yes

n/a

FEDERATED MDTA LLC

n/a

Asset manager

$26B

yes

n/a

HERMES INVESTMENT MANAGEMENT LIMITED

n/a

Asset manager

$25B

yes

n/a

FEDERATED INVESTORS (UK) LLP

n/a

Asset manager

$25B

yes

n/a

FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA

n/a

Asset manager

$14B

yes

n/a

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

n/a

Asset manager

$14B

yes

n/a

HERMES GPE LLP

n/a

Institutional manager

$8.9B

yes

n/a

HERMES GPE (USA) INC

n/a

Asset manager

$1.7B

yes

n/a

FEDERATED SECURITIES CORP.

n/a

No RAUM reported

yes

n/a

FEDERATED ADVISORY SERVICES COMPANY

n/a

No RAUM reported

n/a

yes

n/a

FEDERATED INTERNATIONAL MANAGEMENT LIMITED

n/a

yes

n/a

FEDERATED INTERNATIONAL SECURITIES CORP.

n/a

Former SEC adviser

n/a

yes

n/a

FEDERATED INVESTORS ASIA PACIFIC PTY LTD

n/a

yes

n/a

FEDERATED INVESTORS AUSTRALIA SERVICES LTD

n/a

yes

n/a

FEDERATED INVESTORS CANADA ULC

n/a

yes

n/a

FEDERATED INVESTORS TRUST COMPANY

n/a

yes

n/a

FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER LLC

n/a

yes

n/a

HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

HERMES FUND MANAGERS IRELAND LIMITED

n/a

yes

n/a

HERMES GPE( SINGAPORE) PTE LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Apr 1, 2020

$1.1B

$1.0B

n/a

2018

Mar 28, 2019

$1.2B

n/a

2017

Mar 30, 2018

$2.4B

$2.3B

n/a

2016

Mar 22, 2017

$3.4B

$3.3B

n/a

2015

Mar 24, 2016

$4.4B

$4.3B

n/a

2014

Mar 31, 2015

$3.2B

$3.0B

n/a

2013

Mar 27, 2014

$3.2B

n/a

2012

Mar 27, 2013

$2.1B

n/a

2011

Mar 23, 2012

$1.4B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.1B

$1.2B

-11.1%

$3.4B

-32.2%