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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

CORY DALE CHAMBERS

Advisor at WELLS FARGO ADVISORS

BETHESDA, MD

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Search this name across graphsid dfx:ria:9cd488ba-e95e-572a-f1ee-5711cf5651ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 13, 2003
First registration: May 15, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4641554

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Dec 13, 2019	n/a	yes	BETHESDA, MD	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 15, 2011	Dec 24, 2019	no	ANNAPOLIS, MD\|WASHINGTON, DC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 26, 2005	Aug 17, 2011	no	BALTIMORE, MD\|COLUMBIA, MD\|CROFTON, MD\|ANNAPOLIS, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 7, 2004	Feb 7, 2005	no	BALTIMORE, MD	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 15, 2003	May 11, 2004	no	ANNAPOLIS, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Dec 24, 2019	Dec 13, 2019	-11	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Aug 17, 2011	Aug 15, 2011	-2	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Feb 7, 2005	Oct 26, 2005	261	Firm change	Wirehouse to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 11, 2004	Jun 7, 2004	27	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Dec 13, 2019 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 15, 2011 to Dec 24, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 26, 2005 to Aug 17, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 7, 2004 to Feb 7, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 15, 2003 to May 11, 2004factForm ADV

Dated events

No dated event names this entity yet.