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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

John Babnik

Advisor at RAYMOND JAMES INVESTMENT MANAGEMENT

ST PETERSBURG, FL | Lake Forest, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Sep 2, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES INVESTMENT MANAGEMENT
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 30, 1992
First registration: Sep 2, 2009
Dual registered: yes, broker-dealer
Other names: JOHN MICHAEL BABNIK|JOHN M BABNIK JR|JOHN M BABNIK|JOHN M BABNIK
IAPD individual key: 2213781

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES INVESTMENT MANAGEMENT	Asset manager	Apr 25, 2025	n/a	yes	ST PETERSBURG, FL\|Lake Forest, IL	Current employment
AMERICAN BEACON ADVISORS, INC.	Other adviser	Jan 20, 2023	Jul 30, 2024	no	Glencoe, IL\|IRVING, TX	Previous registration
NORTHERN TRUST INVESTMENTS, INCORPORATED	Asset manager	Nov 13, 2020	Jan 4, 2023	no	CHICAGO, IL\|Glencoe, IL	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	Jun 6, 2012	Dec 13, 2019	no	GLENCOE, IL\|BOSTON, MA	Previous registration
SALIENT CAPITAL ADVISORS, LLC	Former SEC adviser	Apr 19, 2011	Jan 5, 2012	no	HOUSTON, TX	Previous registration
CYPRESS CREEK PARTNERS	Asset manager	Feb 2, 2011	Nov 14, 2011	no	AUSTIN, TX	Previous registration
SALIENT ADVISORS, L.P.	Asset manager	Feb 2, 2011	Nov 14, 2011	no	DALLAS, TX	Previous registration
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Jan 4, 2010	Jan 28, 2011	no	SAN FRANCISCO, CA	Previous registration
EVERGREEN INVESTMENT MANAGEMENT CO	n/a	Sep 2, 2009	Jan 4, 2010	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN BEACON ADVISORS, INC.	RAYMOND JAMES INVESTMENT MANAGEMENT	Jul 30, 2024	Apr 25, 2025	269	Firm change	Other
NORTHERN TRUST INVESTMENTS, INCORPORATED	AMERICAN BEACON ADVISORS, INC.	Jan 4, 2023	Jan 20, 2023	16	Firm change	Other
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	NORTHERN TRUST INVESTMENTS, INCORPORATED	Dec 13, 2019	Nov 13, 2020	336	Firm change	Other
SALIENT CAPITAL ADVISORS, LLC	COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Jan 5, 2012	Jun 6, 2012	153	Firm change	Other
CYPRESS CREEK PARTNERS	SALIENT CAPITAL ADVISORS, LLC	Nov 14, 2011	Apr 19, 2011	-209	Firm change after gap	Other
SALIENT ADVISORS, L.P.	CYPRESS CREEK PARTNERS	Nov 14, 2011	Feb 2, 2011	-285	Firm change after gap	Other
ALLSPRING FUNDS MANAGEMENT, LLC	SALIENT ADVISORS, L.P.	Jan 28, 2011	Feb 2, 2011	5	Firm change	Other
EVERGREEN INVESTMENT MANAGEMENT CO	ALLSPRING FUNDS MANAGEMENT, LLC	Jan 4, 2010	Jan 4, 2010	0	Firm change	Other

Relationships

Registered with (9)

→ RAYMOND JAMES INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Apr 25, 2025 to presentfactForm ADV
→ AMERICAN BEACON ADVISORS, INC.Registered adviserregistration: previous registration
Jan 20, 2023 to Jul 30, 2024factForm ADV
→ NORTHERN TRUST INVESTMENTS, INCORPORATEDRegistered adviserregistration: previous registration
Nov 13, 2020 to Jan 4, 2023factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Jun 6, 2012 to Dec 13, 2019factForm ADV
→ SALIENT CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 19, 2011 to Jan 5, 2012factForm ADV
→ SALIENT ADVISORS, L.P.Registered adviserregistration: previous registration
Feb 2, 2011 to Nov 14, 2011factForm ADV
→ CYPRESS CREEK PARTNERSRegistered adviserregistration: previous registration
Feb 2, 2011 to Nov 14, 2011factForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2010 to Jan 28, 2011factForm ADV
→ EVERGREEN INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Sep 2, 2009 to Jan 4, 2010factForm ADV

Dated events

Occurred
Jul 30, 2024
Advisor changed firm
John Babnik left American Beacon Advisors, Inc. for Raymond James Investment Management (registered 2025-04-25)
Form ADVobserved 4 days ago
Occurred
Jan 4, 2023
Advisor changed firm
John Babnik left Northern Trust Investments, Incorporated for American Beacon Advisors, Inc. (registered 2023-01-20)
Form ADVobserved 4 days ago