DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• B•••••

R•••••• J•••• I••••••••• M•••••••••asset managerSt Petersburg, Fl dual registrantIAPD 2213781

Feed of 09/15/2026

Also filed as John Michael Babnik

At current firm

1 y

since Apr 25, 2025

In the industry

34 y

since Apr 30, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• I••••••••• M••••••••• asset manager current
since Apr 25, 2025 · St Petersburg, Fl
A••••••• B••••• A•••••••• I••• other
Jan 20, 2023 to Jul 30, 2024 · Glencoe, Il
N••••••• T•••• I••••••••• I••••••••• asset manager
Nov 13, 2020 to Jan 4, 2023 · Chicago, Il
C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager
Jun 6, 2012 to Dec 13, 2019 · Glencoe, Il
S•••••• C•••••• A•••••••• L•• former
Apr 19, 2011 to Jan 5, 2012 · Houston, Tx
S•••••• A•••••••• L••• asset manager
Feb 2, 2011 to Nov 14, 2011 · Dallas, Tx
C•••••• C•••• P••••••• asset manager
Feb 2, 2011 to Nov 14, 2011 · Austin, Tx
A•••••••• F•••• M••••••••• L•• asset manager
Jan 4, 2010 to Jan 28, 2011 · San Francisco, Ca
E•••••••• I••••••••• M••••••••• C• unclassified
Sep 2, 2009 to Jan 4, 2010 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

A••••••• B••••• A•••••••• I••• to R•••••• J•••• I••••••••• M•••••••••
left Jul 30, 2024, registered Apr 25, 2025 (269 days) · Other
N••••••• T•••• I••••••••• I••••••••• to A••••••• B••••• A•••••••• I•••
left Jan 4, 2023, registered Jan 20, 2023 (16 days) · Other
C••••••• M••••••••• I••••••••• A•••••••• L•• to N••••••• T•••• I••••••••• I•••••••••
left Dec 13, 2019, registered Nov 13, 2020 (336 days) · Other
S•••••• C•••••• A•••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••
left Jan 5, 2012, registered Jun 6, 2012 (153 days) · Other
C•••••• C•••• P••••••• to S•••••• C•••••• A•••••••• L••
left Nov 14, 2011, registered Apr 19, 2011 (-209 days) · Other
S•••••• A•••••••• L••• to C•••••• C•••• P•••••••
left Nov 14, 2011, registered Feb 2, 2011 (-285 days) · Other
A•••••••• F•••• M••••••••• L•• to S•••••• A•••••••• L•••
left Jan 28, 2011, registered Feb 2, 2011 (5 days) · Other
E•••••••• I••••••••• M••••••••• C• to A•••••••• F•••• M••••••••• L••
left Jan 4, 2010, registered Jan 4, 2010 (0 days) · Other

Signals

J••• B••••• left A••••••• B••••• A•••••••• I••• for R•••••• J•••• I••••••••• M••••••••• (registered 2025-04-25)
Jul 30, 2024 · Advisor changed firm · fact
J••• B••••• left N••••••• T•••• I••••••••• I••••••••• for A••••••• B••••• A•••••••• I••• (registered 2023-01-20)
Jan 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address