R••• T•••••

Advisor at L•••••• I•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d8c17dd-296e-d188-8916-df5a7c17588f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 10, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Jun 1, 2026	n/a	yes	Frisco, TX\|San Antonio, TX\|Fort Washington, PA	Current employment
O•• A••••••• P•••••••• L••	Independent wealth	Jan 20, 2025	Mar 19, 2026	no	San Antonio, TX\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•• A••••••• P•••••••• L••	L•••••• I•••••••••	Mar 19, 2026	Jun 1, 2026	74	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O•• A••••••• P•••••••• L••	Dec 10, 2024	Jan 20, 2025

Relationships

Registered with (3)

→ L•••••• I•••••••••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ O•• A••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 20, 2025 to Mar 19, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 10, 2018 to Dec 10, 2024factForm ADV

Dated events

Occurred
Mar 19, 2026
Advisor changed firm
R••• T••••• left O•• A••••••• P•••••••• L•• for L•••••• I••••••••• (registered 2026-06-01)
Form ADVobserved 7 days ago
Occurred
Dec 10, 2024
Advisor changed firm
R••• T••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•• A••••••• P•••••••• L•• (registered 2025-01-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d8c17dd-296e-d188-8916-df5a7c17588f
First observed: Apr 10, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.