RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• T•••••
- L•••••• I••••••••• independent RIA currentsince Jun 1, 2026 · Frisco, Tx
- O•• A••••••• P•••••••• L•• independent RIAJan 20, 2025 to Mar 19, 2026 · San Antonio, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 10, 2018 to Dec 10, 2024 · San Antonio, Tx
- O•• A••••••• P•••••••• L•• to L•••••• I•••••••••left Mar 19, 2026, registered Jun 1, 2026 (74 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•• A••••••• P•••••••• L••left Dec 10, 2024, registered Jan 20, 2025 (41 days) · Wirehouse to independent RIA
- R••• T••••• left O•• A••••••• P•••••••• L•• for L•••••• I••••••••• (registered 2026-06-01)Mar 19, 2026 · Advisor changed firm · fact
- R••• T••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•• A••••••• P•••••••• L•• (registered 2025-01-20)Dec 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address