DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Silversage Advisors

Former SEC-registered adviserIrvine, CaliforniaCRD 125820SEC 801-78322IAPD
Latest filing Mar 31, 2021
First filing on the tape Jan 30, 2012 · 30 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2021
Jan 30, 2012$61.8M then
HNW client RAUM$0 as of Mar 31, 2021
Mar 29, 2018$16.5M then
State-registered IARs (5.B.3)6 as of Mar 31, 2021
Jan 30, 20120 then
Employees (5.A)12 as of Mar 31, 2021
Mar 24, 20147 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 6 to 6
Practice profile
derived from the filing of Mar 31, 2021; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-100%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Mark Jeffrey Garell · Founding Principal/Chief Compliance Officercontrol
      since 04/2004 · owns 50% to 75%
    • Dawn Mason Karin Garell · Cfo & Secretarycontrol
      since 04/2004 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 512 to 0
      Feb 18, 2021 to Mar 31, 2021
    • Advisory employees · 7 to 6
      Feb 18, 2021 to Mar 31, 2021
    • BD registered reps · 7 to 6
      Feb 18, 2021 to Mar 31, 2021
    • Charity clients · 6 to 0
      Feb 18, 2021 to Mar 31, 2021
    • HNW clients · 135 to 0
      Feb 18, 2021 to Mar 31, 2021
    • Individual clients · 366 to 0
      Feb 18, 2021 to Mar 31, 2021
    • Pension plan clients · 2 to 0
      Feb 18, 2021 to Mar 31, 2021
    • Discretionary RAUM · $385M to $0
      Feb 18, 2021 to Mar 31, 2021
    • HNW RAUM · $254M to $0
      Feb 18, 2021 to Mar 31, 2021
    • Individual RAUM · $112M to $0
      Feb 18, 2021 to Mar 31, 2021
    • Non-discretionary RAUM · $368,560 to $0
      Feb 18, 2021 to Mar 31, 2021
    • Pension RAUM · $4.2M to $0
      Feb 18, 2021 to Mar 31, 2021
    • Pooled vehicle RAUM · unset to 0.0
      Feb 18, 2021 to Mar 31, 2021
    • RAUM · $386M to $0
      Feb 18, 2021 to Mar 31, 2021
    • Accounts · 683 to 512
      Aug 14, 2019 to Mar 23, 2020
    • Advisory employees · 8 to 7
      Aug 14, 2019 to Mar 23, 2020
    • BD registered reps · 8 to 7
      Aug 14, 2019 to Mar 23, 2020
    • HNW clients · 4 to 135
      Aug 14, 2019 to Mar 23, 2020
    • Individual clients · 579 to 366
      Aug 14, 2019 to Mar 23, 2020
    • Pension plan clients · 0 to 2
      Aug 14, 2019 to Mar 23, 2020
    • State-registered IARs · 7 to 6
      Aug 14, 2019 to Mar 23, 2020
    • Other offices · 2 to 1
      Aug 14, 2019 to Mar 23, 2020
    • Discretionary RAUM · $318M to $385M
      Aug 14, 2019 to Mar 23, 2020
    • HNW RAUM · $17.6M to $254M
      Aug 14, 2019 to Mar 23, 2020
    • Individual RAUM · $287M to $112M
      Aug 14, 2019 to Mar 23, 2020
    • Non-discretionary RAUM · $0 to $368,560
      Aug 14, 2019 to Mar 23, 2020
    • Pension RAUM · unset to 4162813.0
      Aug 14, 2019 to Mar 23, 2020
    • RAUM · $318M to $386M
      Aug 14, 2019 to Mar 23, 2020
    • Accounts · 876 to 683
      Feb 4, 2019 to Mar 29, 2019
    • Advisory employees · 4 to 8
      Feb 4, 2019 to Mar 29, 2019
    • BD registered reps · 3 to 8
      Feb 4, 2019 to Mar 29, 2019
    • Charity clients · 3 to 6
      Feb 4, 2019 to Mar 29, 2019
    • Employees · 10 to 12
      Feb 4, 2019 to Mar 29, 2019
    • State-registered IARs · 3 to 7
      Feb 4, 2019 to Mar 29, 2019
    • Discretionary RAUM · $285M to $318M
      Feb 4, 2019 to Mar 29, 2019
    • HNW RAUM · $16.5M to $17.6M
      Feb 4, 2019 to Mar 29, 2019
    • Individual RAUM · $269M to $287M
      Feb 4, 2019 to Mar 29, 2019
    • Non-discretionary RAUM · $3.5M to $0
      Feb 4, 2019 to Mar 29, 2019
    • RAUM · $288M to $318M
      Feb 4, 2019 to Mar 29, 2019
    • Accounts · 784 to 876
      Jul 27, 2017 to Mar 29, 2018
    Signals
    2 dated events
    • Silversage Advisors reported RAUM $0, down 100% from $385.8M (2021-02-18 to 2021-03-31)
      Mar 31, 2021 · RAUM change · derived
    • Silversage Advisors filed its initial SEC registration (Form ADV)
      Jul 1, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026