DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L••••• A•••• M••••••••• L••
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••• A•••• M••••••••• L•• | Other adviser | Sep 29, 2022 | n/a | yes | NEW YORK, NY | Current employment |
| C••••• F••••••••• I••••••••• A••••••• | Mixed wealth | May 10, 2021 | Sep 16, 2022 | no | AVON, OH|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• F••••••••• I••••••••• A••••••• | L••••• A•••• M••••••••• L•• | Sep 16, 2022 | Sep 29, 2022 | 13 | Firm change | Other |
| N••••• A•••• M••••••••• L•• | C••••• F••••••••• I••••••••• A••••••• | Aug 10, 2020 | May 10, 2021 |
| N••••• A•••• M••••••••• L•• | Mixed wealth | Sep 1, 2011 | Aug 10, 2020 | no | CHICAGO, IL | Previous registration |
| N••••• F••• A•••••••• L•• | Asset manager | Jan 16, 2008 | Sep 1, 2011 | no | CHICAGO, IL | Previous registration |
| B•• M••••• S••••••••• C••••••••• | Other adviser | Nov 30, 2004 | Jan 8, 2008 | no | AVON, OH|NEW YORK, NY|SHAKER HEIGHTS, OH|NEW YORK, NY | Previous registration |
| 273 |
| Firm change |
| RIA to RIA |
| N••••• F••• A•••••••• L•• | N••••• A•••• M••••••••• L•• | Sep 1, 2011 | Sep 1, 2011 | 0 | Bulk transfer | Other |
| B•• M••••• S••••••••• C••••••••• | N••••• F••• A•••••••• L•• | Jan 8, 2008 | Jan 16, 2008 | 8 | Firm change | Other |