RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• A• C•••
- F••••••••• I••••••••• S•••••••• L•• independent RIA currentsince Jun 12, 2024 · Key Biscayne, Fl
- P•• M•••••• A•••••• S••••••••• I••• formerJan 2, 2014 to Apr 29, 2021 · Miami, Fl
- S••••••• S••••••••• U••• I••• unclassifiedMay 11, 2011 to Apr 16, 2013 · Coral Gables, Fl
- P•• M•••••• A•••••• S••••••••• I••• to F••••••••• I••••••••• S•••••••• L••left Apr 29, 2021, registered Jun 12, 2024 (1140 days) · Affiliated broker-dealer or bank to a newly registered adviser
- S••••••• S••••••••• U••• I••• to P•• M•••••• A•••••• S••••••••• I•••left Apr 16, 2013, registered Jan 2, 2014 (261 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address