D•••••• G•••••

Advisor at A••••• A•••••••

MANKATO, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ebfe483-38e6-68aa-9729-b1d27788316d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•••••••	Independent wealth	Dec 19, 2025	n/a	yes	MANKATO, MN	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Feb 11, 2019	Jun 13, 2019	no	NORTHFIELD, MN\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	A••••• A•••••••	Jun 13, 2019	Dec 19, 2025	2,381	Firm change after gap	Ibd to new firm
S• A•••••••• L••	S•• I••••••••• A•••••••• I•••	Jan 17, 2019	Feb 11, 2019

Relationships

Registered with (6)

→ A••••• A•••••••Registered adviserregistration: current employment
Dec 19, 2025 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2019 to Jun 13, 2019factForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2017 to Jan 17, 2019factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ebfe483-38e6-68aa-9729-b1d27788316d
First observed: Apr 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.