RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• G•••••
- A••••• A••••••• independent RIA currentsince Dec 19, 2025 · Mankato, Mn
- S•• I••••••••• A•••••••• I••• formerFeb 11, 2019 to Jun 13, 2019 · Northfield, Mn
- S• A•••••••• L•• independent RIANov 1, 2017 to Jan 17, 2019 · Prior Lake, Mn
- I••••••••• C•••••• O• A••••••• I••• formerAug 28, 2014 to Nov 3, 2017 · Bismarck, Nd
- P••• A••••• S••••••••• L•• BD affiliatedDec 12, 2013 to Jul 16, 2014 · Bloomington, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDApr 9, 2007 to Aug 5, 2008 · Minneapolis, Mn
- S•• I••••••••• A•••••••• I••• to A••••• A•••••••left Jun 13, 2019, registered Dec 19, 2025 (2381 days) · Affiliated broker-dealer or bank to a newly registered adviser
- S• A•••••••• L•• to S•• I••••••••• A•••••••• I•••left Jan 17, 2019, registered Feb 11, 2019 (25 days) · Affiliated broker-dealer or bank to another
- I••••••••• C•••••• O• A••••••• I••• to S• A•••••••• L••left Nov 3, 2017, registered Nov 1, 2017 (-2 days) · Other
- P••• A••••• S••••••••• L•• to I••••••••• C•••••• O• A••••••• I•••left Jul 16, 2014, registered Aug 28, 2014 (43 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Aug 5, 2008, registered Dec 12, 2013 (1955 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address