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J••••••• L•• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J••••••• L•• G•••••••

Advisor at A•••••••• F•••• M••••••••• L••

New York, NY | New Canaan, CT

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Search this name across graphsid dfx:ria:9ec330e8-2753-87d3-cec6-9c140454d717

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 11, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• F•••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• F•••• M••••••••• L••	Asset manager	Dec 6, 2022	n/a	yes	New York, NY\|New Canaan, CT	Current employment
C••••••••• I••••••••• L••	Mixed wealth	Aug 10, 2018	Jan 12, 2022	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• I••••••••• L••	A•••••••• F•••• M••••••••• L••	Jan 12, 2022	Dec 6, 2022	328	Firm change	Other
S••••••• I••••••••• M••••••••• N•••• A•••••• I••	C••••••••• I••••••••• L••	Jul 28, 2017	Aug 10, 2018

Relationships

Registered with (5)

→ A•••••••• F•••• M••••••••• L••Registered adviserregistration: current employment
Dec 6, 2022 to presentfactForm ADV
→ C••••••••• I••••••••• L••Registered adviserregistration: previous registration
Aug 10, 2018 to Jan 12, 2022factForm ADV
→ S••••••• I••••••••• M••••••••• N•••• A•••••• I••Registered adviserregistration: previous registration
Feb 16, 2017 to Jul 28, 2017factForm ADV
→ M•••••• L•••• I••••••••• M••••••• L•

Dated events

Occurred
Jan 12, 2022
Advisor changed firm
J••••••• L•• G••••••• left C••••••••• I••••••••• L•• for A•••••••• F•••• M••••••••• L•• (registered 2022-12-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ec330e8-2753-87d3-cec6-9c140454d717
First observed: Sep 11, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.