RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L•• G•••••••
- A•••••••• F•••• M••••••••• L•• asset manager currentsince Dec 6, 2022 · New York, Ny
- C••••••••• I••••••••• L•• mixed wealthAug 10, 2018 to Jan 12, 2022 · New York, Ny
- S••••••• I••••••••• M••••••••• N•••• A•••••• I•• asset managerFeb 16, 2017 to Jul 28, 2017 · New York, Ny
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedDec 12, 2003 to Dec 16, 2005 · Stamford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 11, 2001 to Dec 12, 2003 · Stamford, Ct
- C••••••••• I••••••••• L•• to A•••••••• F•••• M••••••••• L••left Jan 12, 2022, registered Dec 6, 2022 (328 days) · Other
- S••••••• I••••••••• M••••••••• N•••• A•••••• I•• to C••••••••• I••••••••• L••left Jul 28, 2017, registered Aug 10, 2018 (378 days) · Other
- M•••••• L•••• I••••••••• M••••••• L• to S••••••• I••••••••• M••••••••• N•••• A•••••• I••left Dec 16, 2005, registered Feb 16, 2017 (4080 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••••• L•••• I••••••••• M••••••• L•left Dec 12, 2003, registered Dec 12, 2003 (0 days) · Other
- J••••••• L•• G••••••• left C••••••••• I••••••••• L•• for A•••••••• F•••• M••••••••• L•• (registered 2022-12-06)Jan 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address