DFX Intelligence

B••••• W•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

B••••• W•••• H•••••••

Advisor at L•••••• I•••••••••

MARLTON, NJ

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Search this name across graphsid dfx:ria:9ed66323-9e94-868c-0b5a-0805267eeb82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 23, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Jun 15, 2021	n/a	yes	MARLTON, NJ	Current employment
C•••••• O•• A•••••••• L••	Former SEC adviser	Oct 2, 2015	Jun 13, 2019	no	Wilmington, DE\|MCLEAN, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• O•• A•••••••• L••	L•••••• I•••••••••	Jun 13, 2019	Jun 15, 2021	733	Firm change after gap	Other
E••••• J••••	C•••••• O•• A•••••••• L••	Sep 1, 2015	Oct 2, 2015

Relationships

Registered with (6)

→ L•••••• I•••••••••Registered adviserregistration: previous registration
Jul 1, 2009 to Apr 11, 2013factForm ADV
→ C•••••• O•• A•••••••• L••Registered adviserregistration: previous registration
Oct 2, 2015 to Jun 13, 2019factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 12, 2013 to Sep 1, 2015factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ed66323-9e94-868c-0b5a-0805267eeb82
First observed: Apr 25, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.