DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bennie Wanda Hargrove
Feed of 09/14/2026
At current firm
5 y
since Jun 15, 2021
In the industry
21 y
since Apr 23, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Lincoln Investment independent RIA currentsince Jun 15, 2021 · Marlton, Nj
- Capital One Advisors, LLC formerOct 2, 2015 to Jun 13, 2019 · Wilmington, De
- Edward Jones national BDApr 12, 2013 to Sep 1, 2015 · Voorhees, Nj
- Lincoln Investment independent RIAJul 1, 2009 to Apr 11, 2013 · Hainesport, Nj
- Fsc Securities Corporation formerJul 1, 2008 to Jul 7, 2009 · Philadelphia, Pa
- Wells Fargo Advisors wirehouseMay 11, 2007 to Jun 20, 2008 · Philadelphia, Pa
- Ameriprise Financial Services, LLC national BDApr 25, 2005 to Jun 17, 2005 · Voorhees, Nj
Moves
a registration end followed by a registration begin elsewhere
- Capital One Advisors, LLC to Lincoln Investmentleft Jun 13, 2019, registered Jun 15, 2021 (733 days) · Other
- Edward Jones to Capital One Advisors, LLCleft Sep 1, 2015, registered Oct 2, 2015 (31 days) · Other
- Lincoln Investment to Edward Jonesleft Apr 11, 2013, registered Apr 12, 2013 (1 days) · Other
- Fsc Securities Corporation to Lincoln Investmentleft Jul 7, 2009, registered Jul 1, 2009 (-6 days) · Other
- Wells Fargo Advisors to Fsc Securities Corporationleft Jun 20, 2008, registered Jul 1, 2008 (11 days) · Other
- Ameriprise Financial Services, LLC to Wells Fargo Advisorsleft Jun 17, 2005, registered May 11, 2007 (693 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address