This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CITIZENS PRIVATE WEALTH

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

2

Registered states

2

Designations

Certified Financial Planner

Exams

S66

First exam

Aug 20, 2018

First registration

Aug 20, 2018

Dual registered

yes, broker-dealer

Other names

John Williams|JOHN MICHAEL WILLIAMS|John M Williams

IAPD individual key

6398682

• Occurred

  Feb 6, 2026
  Advisor changed firm

  John Williams left Tlg Advisors, Inc. for Citizens Private Wealth (registered 2026-05-11)

  Form ADVobserved 6 days ago
• Occurred

  Apr 23, 2025
  Advisor changed firm

  John Williams left Lion Street Advisors, Llc for Tlg Advisors, Inc. (registered 2025-05-19)

  Form ADVobserved 6 days ago
• Occurred

  Aug 1, 2024
  Advisor changed firm

  John Williams left J.P. Morgan Securities Llc for Lion Street Advisors, Llc (registered 2024-08-14)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9f384756-d6cb-139b-5fc5-a8a30924a883

First observed

Aug 20, 2018

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.