DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Williams

Citizens Private WealthBD affiliatedSyracuse, Ny dual registrantIAPD 6398682

Certified Financial Planner

Feed of 09/15/2026

Also filed as John Williams

At current firm

0 y

since May 11, 2026

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Citizens Private Wealth BD affiliated current
since May 11, 2026 · Westlake Village, Ca
Citizens Securities, Inc. BD affiliated current
since May 11, 2026 · El Segundo, Ca
Tlg Advisors, Inc. BD affiliated
May 19, 2025 to Feb 6, 2026 · Bellevue, Wa
Lion Street Advisors, LLC former
Aug 14, 2024 to Apr 23, 2025 · Austin, Tx
J.P. Morgan Securities LLC wirehouse
May 22, 2024 to Aug 1, 2024 · Jersey City, Nj
J.P. Morgan Private Wealth Advisors LLC former
Aug 20, 2018 to Aug 5, 2024 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

Tlg Advisors, Inc. to Citizens Private Wealth
left Feb 6, 2026, registered May 11, 2026 (94 days) · Affiliated broker-dealer or bank to another
Lion Street Advisors, LLC to Tlg Advisors, Inc.
left Apr 23, 2025, registered May 19, 2025 (26 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Private Wealth Advisors LLC to J.P. Morgan Securities LLC
left Aug 5, 2024, registered May 22, 2024 (-75 days) · channel change inside one enterprise, not a move · moved with a team
J.P. Morgan Securities LLC to Lion Street Advisors, LLC
left Aug 1, 2024, registered Aug 14, 2024 (13 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

John Williams left Tlg Advisors, Inc. for Citizens Private Wealth (registered 2026-05-11)
Feb 6, 2026 · Advisor changed firm · fact
John Williams left Lion Street Advisors, Llc for Tlg Advisors, Inc. (registered 2025-05-19)
Apr 23, 2025 · Advisor changed firm · fact
John Williams left J.P. Morgan Securities Llc for Lion Street Advisors, Llc (registered 2024-08-14)
Aug 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address