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RIA / WealthAdvisor14 years in industry

CASEY J VOGEL

Advisor at HIGHTOWER ADVISORS, LLC

DALLAS, TX | CHICAGO, IL

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Search this name across graphsid dfx:ria:9f89a894-b968-134b-819f-0d0b2f1c7825

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 14, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 10, 2012
First registration: Nov 14, 2013
Dual registered: no
Other names: CASEY J VOGEL|Casey Vogel
IAPD individual key: 6003859

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Jul 7, 2025	n/a	yes	CHICAGO, IL\|DALLAS, TX	Current employment
SMITH ANGLIN FINANCIAL, LLC	Former SEC adviser	Oct 24, 2022	Aug 8, 2025	no	DALLAS, TX	Previous registration
FISHER INVESTMENTS	Independent wealth	Feb 13, 2018	Oct 12, 2022	no	PLANO, TX\|PLANO, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 15, 2016	Feb 4, 2018	no	WESTLAKE, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 14, 2013	May 11, 2016	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 14, 2013	May 11, 2016	no	FORT WORTH, TX\|SAN DIEGO, CA\|Westlake, TX\|Westlake, TX\|Westlake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SMITH ANGLIN FINANCIAL, LLC	HIGHTOWER ADVISORS, LLC	Aug 8, 2025	Jul 7, 2025	-32	Firm change after gap	RIA to ibd
FISHER INVESTMENTS	SMITH ANGLIN FINANCIAL, LLC	Oct 12, 2022	Oct 24, 2022	12	Firm change	RIA to RIA
STRATEGIC ADVISERS LLC	FISHER INVESTMENTS	Feb 4, 2018	Feb 13, 2018	9	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 11, 2016	Nov 14, 2013	-909	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	May 11, 2016	Nov 14, 2013	-909	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
144386:145323:TX:2025-07-30	Aug 8, 2025	Jul 7, 2025	DALLAS, TX	Firm change after gap
111514:7870:TX:2016-05-11	May 11, 2016	Nov 14, 2013	FORT WORTH, TX	Firm change after gap

Relationships

Registered with (6)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
Jul 7, 2025 to presentfactForm ADV
→ SMITH ANGLIN FINANCIAL, LLCRegistered adviserregistration: previous registration
Oct 24, 2022 to Aug 8, 2025factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Feb 13, 2018 to Oct 12, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 15, 2016 to Feb 4, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 14, 2013 to May 11, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 14, 2013 to May 11, 2016factForm ADV

Dated events

Occurred
Aug 8, 2025
Advisor changed firm
Casey J Vogel left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-07)
Form ADVobserved 6 days ago
Occurred
Oct 12, 2022
Advisor changed firm
Casey J Vogel left Fisher Investments for Smith Anglin Financial, Llc (registered 2022-10-24)
Form ADVobserved 6 days ago