DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• J• V••••

H•••••••• A•••••••• L••BD affiliatedDallas, Tx IA-onlyIAPD 6003859

Feed of 09/15/2026

Also filed as C•••• J• V••••

At current firm

1 y

since Jul 7, 2025

In the industry

14 y

since Jan 10, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••••• A•••••••• L•• BD affiliated current
since Jul 7, 2025 · Chicago, Il
S•••• A••••• F••••••••• L•• former
Oct 24, 2022 to Aug 8, 2025 · Dallas, Tx
F••••• I••••••••• independent RIA
Feb 13, 2018 to Oct 12, 2022 · Plano, Tx
S•••••••• A••••••• L•• national BD
Jun 15, 2016 to Feb 4, 2018 · Westlake, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 14, 2013 to May 11, 2016 · Fort Worth, Tx
T• A••••••••• I••• former
Nov 14, 2013 to May 11, 2016 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

S•••• A••••• F••••••••• L•• to H•••••••• A•••••••• L••
left Aug 8, 2025, registered Jul 7, 2025 (-32 days) · RIA to affiliated broker-dealer or bank · moved with a team
F••••• I••••••••• to S•••• A••••• F••••••••• L••
left Oct 12, 2022, registered Oct 24, 2022 (12 days) · RIA to RIA
S•••••••• A••••••• L•• to F••••• I•••••••••
left Feb 4, 2018, registered Feb 13, 2018 (9 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left May 11, 2016, registered Nov 14, 2013 (-909 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left May 11, 2016, registered Nov 14, 2013 (-909 days) · Other · moved with a team

Signals

C•••• J• V•••• left S•••• A••••• F••••••••• L•• for H•••••••• A•••••••• L•• (registered 2025-07-07)
Aug 8, 2025 · Advisor changed firm · fact
C•••• J• V•••• left F••••• I••••••••• for S•••• A••••• F••••••••• L•• (registered 2022-10-24)
Oct 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address