DFX Intelligence

M••••• G••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

M••••• G••••••• C••••••

Advisor at C••••• I••••••••• A••••••• L••

CLIFTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fc19385-2230-5835-0d35-20f234c0af71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Sep 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 6, 2022	n/a	yes	CLIFTON, NJ	Current employment
E•••••••• A•••••••• L••	National bd RIA	Mar 23, 2022	Jul 7, 2022	no	MELVILLE, NY\|New Windsor, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	C••••• I••••••••• A••••••• L••	Jul 7, 2022	Jul 6, 2022	-1	Firm change	Ibd to ibd
I• F•••••••• A••••••• S••••••• L••	E•••••••• A•••••••• L••	Mar 23, 2022	Mar 23, 2022

Relationships

Registered with (8)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jul 6, 2022 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 23, 2022 to Jul 7, 2022factForm ADV
→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Jun 24, 2021 to Mar 23, 2022factForm ADV
→ S•••••• A••••••• L••

Dated events

Occurred
Jul 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fc19385-2230-5835-0d35-20f234c0af71
First observed: Sep 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

C•••• I••••••••• S••••••• C••••

Former SEC adviser

Sep 19, 2007

Sep 7, 2010

Previous registration