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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

BRUCE FREDERICK GRIGGS

Advisor at OSAIC WEALTH, INC.

Providence Forge, VA | HENRICO, VA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 31, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 30, 2002
First registration: May 31, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4522330

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Providence Forge, VA\|HENRICO, VA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 25, 2017	Jun 14, 2024	no	GLEN ALLEN, VA\|HENRICO, VA	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Sep 30, 2015	Sep 1, 2017	no	GLEN ALLEN, VA	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Feb 10, 2015	Aug 31, 2015	no	RICHMOND, VA\|MONTOURSVILLE, PA\|Richmond, VA\|KILMARNOCK, VA	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jan 14, 2013	Feb 12, 2015	no	GLEN ALLEN, VA	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Dec 9, 2011	Jan 15, 2013	no	BIRMINGHAM, AL	Previous registration
ANDERSON & STRUDWICK, INCORPORATED	Former SEC adviser	May 26, 2006	Dec 9, 2011	no	RICHMOND, VA\|RICHMOND, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 3, 2005	Jun 1, 2006	no	RICHMOND, VA\|RICHMOND, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 31, 2002	Jan 11, 2005	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
NEXT FINANCIAL GROUP, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 1, 2017	Aug 25, 2017	-7	Firm change	Other
OSAIC INSTITUTIONS, INC.	NEXT FINANCIAL GROUP, INC.	Aug 31, 2015	Sep 30, 2015	30	Firm change	Other
NEXT FINANCIAL GROUP, INC.	OSAIC INSTITUTIONS, INC.	Feb 12, 2015	Feb 10, 2015	-2	Firm change	Other
STERNE AGEE ASSET MANAGEMENT, INC.	NEXT FINANCIAL GROUP, INC.	Jan 15, 2013	Jan 14, 2013	-1	Firm change	Other
ANDERSON & STRUDWICK, INCORPORATED	STERNE AGEE ASSET MANAGEMENT, INC.	Dec 9, 2011	Dec 9, 2011	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ANDERSON & STRUDWICK, INCORPORATED	Jun 1, 2006	May 26, 2006	-6	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 11, 2005	Jan 3, 2005	-8	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
46214:110518:VA:2017-09-01	Sep 1, 2017	Aug 25, 2017	GLEN ALLEN, VA	Firm change

Relationships

Registered with (8)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Aug 25, 2017 to Jun 14, 2024factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 30, 2015 to Sep 1, 2017factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Feb 10, 2015 to Aug 31, 2015factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 9, 2011 to Jan 15, 2013factForm ADV
→ ANDERSON & STRUDWICK, INCORPORATEDRegistered adviserregistration: previous registration
May 26, 2006 to Dec 9, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 3, 2005 to Jun 1, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 31, 2002 to Jan 11, 2005factForm ADV

Dated events

No dated event names this entity yet.