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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)29 years in industry

STEPHEN CLAUDE FORSYTH LOVELL

Advisor at REALTA INVESTMENT ADVISORS, INC

EMERALD HILLS, CA | WILMINGTON, DE

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Search this name across graphsid dfx:ria:a000e429-d00c-7075-434d-7a6f66a0b989

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Dec 15, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REALTA INVESTMENT ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: May 6, 1997
First registration: Dec 15, 1997
Dual registered: yes, broker-dealer
Other names: CLAUDE FORSYTH LOVELL|STEPHEN FORSYTH LOVELL|STEPHEN F LOVELL
IAPD individual key: 2146222

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Nov 22, 2023	n/a	yes	WILMINGTON, DE\|EMERALD HILLS, CA	Current employment
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Sep 26, 2022	Feb 1, 2024	no	Emerald Hills, CA\|SAN DIEGO, CA	Previous registration
KALOS MANAGEMENT	Former SEC adviser	Jan 7, 2019	Sep 9, 2022	no	Walnut Creek, CA\|San Francisco, CA\|PONTE VEDRA BEACH, FL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Apr 3, 2017	Feb 8, 2019	no	Walnut Creek, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 21, 2003	Mar 23, 2017	no	SAN FRANCISCO, CA\|WALNUT CREEK, CA\|WALNUT CREEK, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 28, 2002	Sep 29, 2003	no	WALNUT CREEK, CA	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 2, 2002	Oct 31, 2002	no	WALNUT CREEK, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 15, 1997	Apr 10, 2002	no	WALNUT CREEK, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KINGSWOOD WEALTH ADVISORS, LLC	REALTA INVESTMENT ADVISORS, INC	Feb 1, 2024	Nov 22, 2023	-71	Firm change after gap	Ibd to ibd
KALOS MANAGEMENT	KINGSWOOD WEALTH ADVISORS, LLC	Sep 9, 2022	Sep 26, 2022	17	Firm change	Ibd to RIA
INVESTACORP ADVISORY SERVICES INC	KALOS MANAGEMENT	Feb 8, 2019	Jan 7, 2019	-32	Firm change after gap	Ibd to ibd
LPL FINANCIAL LLC	INVESTACORP ADVISORY SERVICES INC	Mar 23, 2017	Apr 3, 2017	11	Firm change	Other
OSAIC FA, INC.	LPL FINANCIAL LLC	Oct 31, 2002	Oct 28, 2002	-3	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC FA, INC.	Apr 10, 2002	May 2, 2002	22	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133025:288792:FL:2022-09-01	Sep 9, 2022	Sep 26, 2022	PONTE VEDRA BEACH, FL	Firm change

Relationships

Registered with (7)

→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: current employment
Nov 22, 2023 to presentfactForm ADV
→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 26, 2022 to Feb 1, 2024factForm ADV
→ KALOS MANAGEMENTRegistered adviserregistration: previous registration
Jan 7, 2019 to Sep 9, 2022factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Apr 3, 2017 to Feb 8, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 21, 2003 to Mar 23, 2017factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 2, 2002 to Oct 31, 2002factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 15, 1997 to Apr 10, 2002factForm ADV

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
Stephen Claude Forsyth Lovell left Kingswood Wealth Advisors, Llc for Realta Investment Advisors, Inc (registered 2023-11-22)
Form ADVobserved 6 days ago
Occurred
Sep 9, 2022
Advisor changed firm
Stephen Claude Forsyth Lovell left Kalos Management for Kingswood Wealth Advisors, Llc (registered 2022-09-26)
Form ADVobserved 6 days ago