DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Claude Forsyth Lovell
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Claude Forsyth Lovell
At current firm
2 y
since Nov 22, 2023
In the industry
29 y
since May 6, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Realta Investment Advisors, Inc BD affiliated currentsince Nov 22, 2023 · Wilmington, De
- Kingswood Wealth Advisors, LLC BD affiliatedSep 26, 2022 to Feb 1, 2024 · Emerald Hills, Ca
- Kalos Management formerJan 7, 2019 to Sep 9, 2022 · Walnut Creek, Ca
- Investacorp Advisory Services Inc formerApr 3, 2017 to Feb 8, 2019 · Walnut Creek, Ca
- LPL Financial LLC BD affiliatedOct 21, 2003 to Mar 23, 2017 · San Francisco, Ca
- LPL Financial LLC BD affiliatedOct 28, 2002 to Sep 29, 2003 · Walnut Creek, Ca
- Osaic Fa, Inc. formerMay 2, 2002 to Oct 31, 2002 · Walnut Creek, Ca
- Ameriprise Financial Services, LLC national BDDec 15, 1997 to Apr 10, 2002 · Walnut Creek, Co
Moves
a registration end followed by a registration begin elsewhere
- Kingswood Wealth Advisors, LLC to Realta Investment Advisors, Incleft Feb 1, 2024, registered Nov 22, 2023 (-71 days) · Affiliated broker-dealer or bank to another
- Kalos Management to Kingswood Wealth Advisors, LLCleft Sep 9, 2022, registered Sep 26, 2022 (17 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Investacorp Advisory Services Inc to Kalos Managementleft Feb 8, 2019, registered Jan 7, 2019 (-32 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Investacorp Advisory Services Incleft Mar 23, 2017, registered Apr 3, 2017 (11 days) · Other
- Osaic Fa, Inc. to LPL Financial LLCleft Oct 31, 2002, registered Oct 28, 2002 (-3 days) · Other
- Ameriprise Financial Services, LLC to Osaic Fa, Inc.left Apr 10, 2002, registered May 2, 2002 (22 days) · Other
Signals
- Stephen Claude Forsyth Lovell left Kingswood Wealth Advisors, Llc for Realta Investment Advisors, Inc (registered 2023-11-22)Feb 1, 2024 · Advisor changed firm · fact
- Stephen Claude Forsyth Lovell left Kalos Management for Kingswood Wealth Advisors, Llc (registered 2022-09-26)Sep 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address