DFX Intelligence

K•••• E••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

K•••• E••••• W•••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | Austin, TX

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Search this name across graphsid dfx:ria:a0289dcf-35c4-426d-7a31-d6c4a397ae94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 20, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Jan 7, 2026	n/a	yes	Austin, TX\|NEW YORK, NY	Current employment
C••••• P••••••• L••	Independent wealth	Jan 7, 2026	n/a	yes	NEW YORK, NY\|Austin, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• P•••••• W•••••• L••	C••••• P••••••• L••	Feb 18, 2026	Jan 7, 2026	-42	Firm change after gap	Other
A••••••••• F•••••••• S•••••••• L••	A••••• P•••••• W•••••• L••	May 19, 2021	May 19, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
304344:151559:TX:2026-02-18	Feb 18, 2026	Jan 7, 2026	A•••••, TX	Firm change after gap

Relationships

Registered with (4)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ A••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
May 19, 2021 to Feb 18, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Feb 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0289dcf-35c4-426d-7a31-d6c4a397ae94
First observed: Jun 25, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.