DFX Intelligence

L••• L••••• A•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

L••• L••••• A•••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:a0800c52-3c3f-2e50-b315-342e8e80ef50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 23, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Mar 31, 2026	n/a	yes	COLUMBUS, OH	Current employment
N••••••••• S••••••••• L••	No RAUM reported	Jan 5, 2026	Mar 31, 2026	no	COLUMBUS, OH\|COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• S••••••••• L••	N••••••••• I••••••••• A•••••••• L••	Mar 31, 2026	Mar 31, 2026	0	Firm change	Other
A• W••••• M••••••••• L••	N••••••••• S••••••••• L••	Dec 15, 2025	Jan 5, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
11173:142373:OH:2026-03-30	Mar 31, 2026	Mar 31, 2026	COLUMBUS, OH	Firm change

Relationships

Registered with (4)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ N••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 5, 2026 to Mar 31, 2026factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 13, 2023 to Dec 15, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0800c52-3c3f-2e50-b315-342e8e80ef50
First observed: Jul 23, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.