DFX Intelligence

Data Factory

C••••• W••••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor10 years in industry

C••••• W••••••• H•••

Advisor at D••• R••• • C••••••• L••

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a09aa32e-7fa9-4408-c32c-32c29ff4568f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• R••• • C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••• R••• • C••••••• L••	Independent wealth	Mar 12, 2024	n/a	yes	PITTSBURGH, PA	Current employment
F•••••••• G••••• I••••••••• M••••••••• C••••	Asset manager	Aug 13, 2021	Sep 28, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• I••••••••• C•••••••••	M•• A•••••••• A• D••••••• O• F•••••••• M••• L••	Sep 28, 2023	Sep 15, 2020	-1,108	Channel change	Other
F•••••••• G••••• I••••••••• M••••••••• C••••	D••• R••• • C••••••• L••	Sep 28, 2023

Relationships

Registered with (5)

→ D••• R••• • C••••••• L••Registered adviserregistration: current employment
Mar 12, 2024 to presentfactForm ADV
→ F•••••••• I••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 31, 2020 to Sep 28, 2023factForm ADV
→ F•••••••• G••••• I••••••••• M••••••••• C••••Registered adviserregistration: previous registration
Aug 13, 2021 to Sep 28, 2023factForm ADV
→ M•• A•••••••• A• D••••••• O• F•••••••• M••• L••

Dated events

Occurred
Sep 28, 2023
Advisor changed firm
C••••• W••••••• H••• left F•••••••• G••••• I••••••••• M••••••••• C•••• for D••• R••• • C••••••• L•• (registered 2024-03-12)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a09aa32e-7fa9-4408-c32c-32c29ff4568f
First observed: Aug 31, 2020
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.