DFX Intelligence

A••••• P••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner10 years in industry

A••••• P••• K••••

Advisor at M•••••• W••••• M••••••••• L•

SANTA BARBARA, CA | Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0bc7c0e-6ea4-9909-2129-7a80ff7f9c89

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M••••••••• L•	Independent wealth	Jan 19, 2022	n/a	yes	Houston, TX\|SANTA BARBARA, CA	Current employment
M••••••	Bd affiliated wealth	Jan 2, 2019	Jan 21, 2022	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	M•••••• W••••• M••••••••• L•	Jan 21, 2022	Jan 19, 2022	-2	Firm change	Ibd to RIA
P•••••• W••••• M••••••••• I•••	M••••••	Feb 4, 2019	Jan 2, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
130447:140195:TX:2019-02-04	Feb 4, 2019	Jan 2, 2019	HOUSTON, TX	Firm change after gap

Relationships

Registered with (3)

→ M•••••• W••••• M••••••••• L•Registered adviserregistration: current employment
Jan 19, 2022 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Jan 2, 2019 to Jan 21, 2022factForm ADV
→ P•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2018 to Feb 4, 2019factForm ADV

Dated events

Occurred
Jan 21, 2022
Advisor changed firm
A••••• P••• K•••• left Mariner for M•••••• W••••• M••••••••• L• (registered 2022-01-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0bc7c0e-6ea4-9909-2129-7a80ff7f9c89
First observed: Apr 23, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.