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RIA / WealthAdvisorCertified Financial Planner26 years in industry

MACKENZIE C RICKMAN

Advisor at NAPLES WEALTH PLANNING

BONITA SPRINGS, FL

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Search this name across graphsid dfx:ria:65cc4ea8-412a-5f96-ed46-8d664d7a1a75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Apr 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAPLES WEALTH PLANNING
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 19, 2000
First registration: Apr 17, 2001
Dual registered: no
IAPD individual key: 4189721

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAPLES WEALTH PLANNING	Independent wealth	Jan 1, 2025	n/a	yes	BONITA SPRINGS, FL	Current employment
IMPRINT WEALTH LLC	Independent wealth	Jul 2, 2024	Sep 30, 2024	no	Naples, FL\|MOUNT PLEASANT, SC	Previous registration
IMPRINT WEALTH LLC	Independent wealth	Jul 14, 2023	Jun 17, 2024	no	MOUNT PLEASANT, SC\|Naples, FL	Previous registration
LAIDLAW WEALTH MANAGEMENT LLC	Independent wealth	Oct 22, 2020	Aug 4, 2023	no	Naples, FL	Previous registration
CAPITALROCK FINANCIAL, LLC	Former SEC adviser	Dec 5, 2017	Dec 31, 2020	no	NAPLES, FL	Previous registration
CAPITALROCK FINANCIAL, LLC	Former SEC adviser	Dec 5, 2017	Dec 31, 2017	no	Naples, FL	Previous registration
CAPITAL WEALTH PLANNING, LLC	Independent wealth	Jun 8, 2017	Dec 15, 2020	no	Naples, FL	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Dec 18, 2009	Apr 7, 2017	no	COLUMBIA, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 17, 2001	Dec 2, 2004	no	COLUMBIA, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IMPRINT WEALTH LLC	NAPLES WEALTH PLANNING	Sep 30, 2024	Jan 1, 2025	93	Firm change	RIA to RIA
LAIDLAW WEALTH MANAGEMENT LLC	IMPRINT WEALTH LLC	Aug 4, 2023	Jul 14, 2023	-21	Firm change	RIA to RIA
CAPITALROCK FINANCIAL, LLC	LAIDLAW WEALTH MANAGEMENT LLC	Dec 31, 2020	Oct 22, 2020	-70	Firm change after gap	RIA to RIA
CAPITAL WEALTH PLANNING, LLC	CAPITALROCK FINANCIAL, LLC	Dec 15, 2020	Dec 5, 2017	-1,106	Firm change after gap	RIA to RIA
STIFEL, NICOLAUS & COMPANY, INCORPORATED	CAPITAL WEALTH PLANNING, LLC	Apr 7, 2017	Jun 8, 2017	62	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 2, 2004	Dec 18, 2009	1,842	Firm change after gap	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
322130:330316:SC:2024-09-30	Sep 30, 2024	Jan 1, 2025	MOUNT PLEASANT, SC	Firm change
150040:322130:FL:2023-08-04	Aug 4, 2023	Jul 14, 2023	NAPLES, FL	Firm change
281234:150040:FL:2020-12-31	Dec 31, 2020	Oct 22, 2020	NAPLES, FL	Firm change after gap

Relationships

Registered with (7)

→ NAPLES WEALTH PLANNINGRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ IMPRINT WEALTH LLCRegistered adviserregistration: previous registration
Jul 2, 2024 to Sep 30, 2024factForm ADV
→ LAIDLAW WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 22, 2020 to Aug 4, 2023factForm ADV
→ CAPITALROCK FINANCIAL, LLCRegistered adviserregistration: previous registration
Dec 5, 2017 to Dec 31, 2020factForm ADV
→ CAPITAL WEALTH PLANNING, LLCRegistered adviserregistration: previous registration
Jun 8, 2017 to Dec 15, 2020factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Dec 18, 2009 to Apr 7, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 17, 2001 to Dec 2, 2004factForm ADV

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
Mackenzie C Rickman left Imprint Wealth Llc for Naples Wealth Planning (registered 2025-01-01)
Form ADVobserved 4 days ago
Occurred
Aug 4, 2023
Advisor changed firm
Mackenzie C Rickman left Laidlaw Wealth Management Llc for Imprint Wealth Llc (registered 2023-07-14)
Form ADVobserved 4 days ago