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Advisor at SECOND LINE CAPITAL, LLC
METAIRIE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECOND LINE CAPITAL, LLC | Independent wealth | May 22, 2023 | n/a | yes | METAIRIE, LA | Current employment |
| ADVISOR RESOURCE COUNCIL | Independent wealth | Aug 2, 2018 | May 18, 2023 | no | Metairie, LA|DALLAS, TX|DALLAS, TX | Previous registration |
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Nov 15, 2016 | Aug 2, 2018 | no | Metairie, LA|DALLAS, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 10, 2010 | Oct 31, 2016 | no | NEW ORLEANS, LA | Previous registration |
| EDWARD JONES | National bd RIA | May 8, 2008 | Sep 7, 2010 | no | GRETNA, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVISOR RESOURCE COUNCIL | SECOND LINE CAPITAL, LLC | May 18, 2023 | May 22, 2023 | 4 | Firm change | RIA to new firm |
| LEVEL FOUR ADVISORY SERVICES | ADVISOR RESOURCE COUNCIL | Aug 2, 2018 | Aug 2, 2018 | 0 | Firm change | Ibd to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | LEVEL FOUR ADVISORY SERVICES | Oct 31, 2016 | Nov 15, 2016 | 15 | Firm change | Other |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 7, 2010 | Sep 10, 2010 | 3 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 164109:324386:TX:2023-05-18 | May 18, 2023 | May 22, 2023 | DALLAS, TX | Firm change |
| 134086:164109:TX:2018-08-02 | Aug 2, 2018 | Aug 2, 2018 | DALLAS, TX | Firm change |