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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

REDBLACK ADVISERS, INC.

CRD 151692

ORADELL, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a103c0a9-de95-7bd6-0e6c-38444428f461

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 54
Dated events: 27
On other graphs: 0
Observed: Mar 21, 2012 to Mar 30, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $824MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $824M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $275Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3,159
Custody, client assets: $824M
SEC number: 801-70734
CRD: 151692
Filings on the tape: 36
First filed: Mar 21, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Robert William Keeler	n/a	Oradell, NJ	4	24	1	no
Daniel Scott Cohen	Chartered Financial Analyst	Oradell, NJ	4	14	2	no
Vincent Arscott	Chartered Financial Analyst	Oradell, NJ	1	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BABIKIAN, KEVIN, KEVORK	VICE PRESIDENT AND SECRETARY	Na	yes	07/2019	Sep 18, 2020	Mar 28, 2024
HUMMEL, DEVIN, KRISTINE	CHIEF COMPLIANCE OFFICER	Na	yes	10/2023	Oct 2, 2023	Mar 28, 2024
INVESCO GROUP SERVICES, INC.	SOLE SHAREHOLDER	E	yes	06/2018	Feb 8, 2016	Mar 28, 2024
INVESCO HOLDING COMPANY (US), INC.	SOLE SHAREHOLDER	E	yes	05/2019	Oct 5, 2016	Mar 28, 2024
INVESCO HOLDING COMPANY LIMITED	SOLE SHAREHOLDER	E	yes	01/2002	Feb 8, 2016	Mar 28, 2024
INVESCO LTD.	SOLE SHAREHOLDER	E	yes	01/2002	Feb 8, 2016	Mar 28, 2024
Keeler, Robert, William	DIRECTOR, HEAD OF TRADING	Na	yes	05/2022	Mar 31, 2022	Mar 28, 2024
OPPENHEIMER ACQUISITION CORP. (GATC)	SOLE SHAREHOLDER	E	yes	05/2019	Jun 21, 2019	Mar 28, 2024
OPPENHEIMERFUNDS, INC. (US)	SOLE SHAREHOLDER	E	yes	05/2019	Jun 21, 2019	Mar 28, 2024
PERRYMAN, BRYAN, P	PRESIDENT AND CEO	Na	yes	02/2020	Dec 19, 2019	Mar 28, 2024
Pichanick, Denis, A	HEAD OF FINANCE	Na	yes	01/2022	Mar 31, 2022	Mar 28, 2024
RIGSBY, ROBERT, HARRIS	HEAD OF LEGAL CORPORATE AND ALTERNATIVES	Na	yes	01/2016	Feb 8, 2016	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INVESCO CAPITAL MANAGEMENT LLC	n/a	Asset manager	$941B	N	yes	n/a
INVESCO ADVISERS, INC.	n/a	Asset manager	$750B	N	yes	n/a
INVESCO ASSET MANAGEMENT LTD.	n/a	Asset manager	$188B	N	yes	n/a
INVESCO ASSET MANAGEMENT (JAPAN) LIMITED	n/a	Asset manager	$76B	N	yes	n/a
INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH	n/a	Other adviser	$49B	N	yes	n/a
INVESCO MANAGED ACCOUNTS, LLC	n/a	Other adviser	$31B	N	yes	n/a
INVESCO SENIOR SECURED MANAGEMENT, INC.	n/a	Asset manager	$29B	N	yes	n/a
INVESCO HONG KONG LIMITED	n/a	Institutional manager	$26B	N	yes	n/a
INVESCO CANADA LTD.	n/a	Former SEC adviser	$20B	N	yes	n/a
INVESCO LOAN MANAGER, LLC	n/a	Asset manager	$18B	N	yes	n/a
INVESCO REAL ESTATE MANAGEMENT S.A R.L.	n/a	Former SEC adviser	$13B	N	yes	n/a
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD.	n/a	Former SEC adviser	$10B	N	yes	n/a
INVESCO INVESTMENT ADVISERS LLC	n/a	Asset manager	$4.4B	N	yes	n/a
INVESCO PRIVATE CAPITAL, INC.	n/a	Asset manager	$860M	N	yes	n/a
HARBOURVIEW ASSET MANAGEMENT CORPORATION	n/a	Former SEC adviser	$386M	N	yes	n/a
WL ROSS & CO. LLC	n/a	Asset manager	$225M	N	yes	n/a
OPPENHEIMERFUNDS INC	n/a	Asset manager	$827,684	Y	yes	n/a
INVESCO CAPITAL MARKETS, INC.	n/a	n/a	n/a	N	yes	n/a
INVESCO CLO EQUITY FUND 3 L.P.	n/a	n/a	n/a	N	yes	n/a
INVESCO CLO EQUITY FUND IV L.P.	n/a	n/a	n/a	N	yes	n/a
INVESCO DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a
INVESCO EUROPEAN RR L.P.	n/a	n/a	n/a	Y	yes	n/a
INVESCO FUND MANAGERS LTD	n/a	n/a	n/a	N	yes	n/a
INVESCO INVESTMENT MANAGEMENT LTD	n/a	n/a	n/a	N	yes	n/a
INVESCO MANAGEMENT S.A.	n/a	n/a	n/a	N	yes	n/a
INVESCO PENSIONS LTD	n/a	n/a	n/a	N	yes	n/a
INVESCO RR FUND L.P.	n/a	n/a	n/a	N	yes	n/a
INVESCO SPECIALIZED PRODUCTS, LLC	n/a	n/a	n/a	Y	yes	n/a
INVESCO TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
IRE (CAYMAN) LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Oradell	Nj	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$824M	$824M	7	3	0	n/a	n/a
2024	Mar 31, 2025	$124M	$124M	6	3	1	n/a	n/a
2023	Mar 28, 2024	$90.7M	$90.7M	5	2	1	n/a	n/a
2022	Mar 31, 2023	$74.6M	$74.6M	4	2	1	n/a	n/a
2021	Mar 31, 2022	$103M	$103M	6	2	1	n/a	n/a
2020	Mar 1, 2021	n/a	n/a	4	1	0	n/a	n/a
2019	Mar 30, 2020	n/a	n/a	112	4	1	n/a	n/a
2018	Mar 28, 2019	n/a	n/a	107	3	1	n/a	n/a
2017	Mar 29, 2018	n/a	n/a	28	2	1	n/a	n/a
2016	Mar 20, 2017	n/a	n/a	40	2	n/a	n/a	n/a
2015	Mar 29, 2016	n/a	n/a	6	2	n/a	n/a	n/a
2014	Mar 27, 2015	n/a	n/a	6	2	n/a	n/a	n/a
2013	Mar 27, 2014	n/a	n/a	7	2	n/a	n/a	n/a
2012	Mar 6, 2013	n/a	n/a	5	2	n/a	n/a	n/a
2011	Mar 21, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$824M	$124M	564.2%	$74.6M	122.7%	7	6	0	1

Relationships

Affiliated with (39)

← INVESCO HONG KONG LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← INVESCO CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← INVESCO MANAGED ACCOUNTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← INVESCO ADVISERS, INC.Registered adviserother investment adviser, common control
factForm ADV
← INVESCO ASSET MANAGEMENT (JAPAN) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← INVESCO ASSET MANAGEMENT LTD.Registered adviserother investment adviser, common control
factForm ADV
← INVESCORegistered adviserother investment adviser, common control
factForm ADV
← INVESCO MANAGEMENT S.A.Registered adviserother investment adviser, common control
factForm ADV
→ INVESCO INVESTMENT ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HARBOURVIEW ASSET MANAGEMENT CORPORATIONRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ OPPENHEIMERFUNDS INCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ INVESCO ASSET MANAGEMENT (JAPAN) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ INVESCO PRIVATE CAPITAL, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ INVESCO SENIOR SECURED MANAGEMENT, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ INVESCO HONG KONG LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ INVESCO ASSET MANAGEMENT LTD.Registered adviserother investment adviser, common control
factForm ADV
→ INVESCO CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ INVESCORegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ WL ROSS & CO. LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ INVESCO MANAGEMENT S.A.Registered adviserother investment adviser, common control
factForm ADV
→ INVESCO MANAGED ACCOUNTS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD.Registered adviserother investment adviser, common control
factForm ADV
→ INVESCO REAL ESTATE MANAGEMENT S.À R.L.Registered adviserother investment adviser, common control
factForm ADV
→ INVESCO LOAN MANAGER, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← OPPENHEIMERFUNDS INCRegistered adviserother investment adviser, control, common control
factForm ADV
← INVESCO PRIVATE CAPITAL, INC.Registered adviserother investment adviser, common control
factForm ADV
← WL ROSS & CO. LLCRegistered adviserother investment adviser, common control
factForm ADV
← INVESCO SENIOR SECURED MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
← INVESCO LOAN MANAGER, LLCRegistered adviserother investment adviser, common control
factForm ADV
and 9 more

Registered with (3)

← Vincent ArscottAdvisorregistration: current employment
Oct 17, 2024 to presentfactForm ADV
← Daniel Scott CohenAdvisorregistration: current employment
Aug 4, 2022 to presentfactForm ADV
← Robert William KeelerAdvisorregistration: current employment
Nov 30, 2021 to presentfactForm ADV

Controls (12)

← Keeler, Robert, WilliamOwnerDIRECTOR, HEAD OF TRADING, ownership code NA, individual
Mar 31, 2022 to Mar 28, 2024factForm ADV
← PERRYMAN, BRYAN, POwnerPRESIDENT AND CEO, ownership code NA, individual
Dec 19, 2019 to Mar 28, 2024factForm ADV
← BABIKIAN, KEVIN, KEVORKOwnerVICE PRESIDENT AND SECRETARY, ownership code NA, individual
Sep 18, 2020 to Mar 28, 2024factForm ADV
← HUMMEL, DEVIN, KRISTINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 2, 2023 to Mar 28, 2024factForm ADV
← RIGSBY, ROBERT, HARRISOwnerHEAD OF LEGAL CORPORATE AND ALTERNATIVES, ownership code NA, individual
Feb 8, 2016 to Mar 28, 2024factForm ADV
← Pichanick, Denis, AOwnerHEAD OF FINANCE, ownership code NA, individual
Mar 31, 2022 to Mar 28, 2024factForm ADV
← INVESCO GROUP SERVICES, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Feb 8, 2016 to Mar 28, 2024factForm ADV
← INVESCO HOLDING COMPANY (US), INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Oct 5, 2016 to Mar 28, 2024factForm ADV
← INVESCO HOLDING COMPANY LIMITEDOwnerSOLE SHAREHOLDER, ownership code E, foreign entity
Feb 8, 2016 to Mar 28, 2024factForm ADV
← INVESCO LTD.OwnerSOLE SHAREHOLDER, ownership code E, foreign entity
Feb 8, 2016 to Mar 28, 2024factForm ADV
← OPPENHEIMER ACQUISITION CORP. (GATC)OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jun 21, 2019 to Mar 28, 2024factForm ADV
← OPPENHEIMERFUNDS, INC. (US)OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jun 21, 2019 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Redblack Advisers, Inc. reported RAUM $823.6M, up 564% from $124.0M (2025-12-23 to 2026-03-30)
Form ADVobserved 6 days ago
$700M
Occurred
Oct 2, 2023
Control person left
Marie Donna White (Chief Compliance Officer) no longer on Schedule A of Redblack Advisers, Inc. (listed 2023-03-31, absent 2023-10-02)
Form ADVobserved 6 days ago
Occurred
Oct 2, 2023
Control person joined
Kristine Devin Hummel (Chief Compliance Officer) appeared on Schedule A of Redblack Advisers, Inc.
Form ADVobserved 6 days ago
Occurred
May 9, 2022
Control person left
Jurie Clifford Schoeman (Director) no longer on Schedule A of Redblack Advisers, Inc. (listed 2022-03-31, absent 2022-05-09)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
William Robert Keeler (Head Of Trading) appeared on Schedule A of Redblack Advisers, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
A Denis Pichanick (Head Of Finance) appeared on Schedule A of Redblack Advisers, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Harris Robert Rigsby (Head Of Legal Corporate And Alternatives) appeared on Schedule A of Redblack Advisers, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Colin Meadows (Director) no longer on Schedule A of Redblack Advisers, Inc. (listed 2021-11-05, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Eileen Suzanne Christensen (Treasurer) no longer on Schedule A of Redblack Advisers, Inc. (listed 2021-11-05, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Janecka Annette Lege (Cao & Global Head Of Financial Operations) no longer on Schedule A of Redblack Advisers, Inc. (listed 2021-11-05, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Allison Laura Dukes (Smd And Chief Financial Officer) no longer on Schedule A of Redblack Advisers, Inc. (listed 2021-11-05, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Nov 5, 2021
Control person left
Esteban Emilie Sumera (Head Of U.S. Business Operations - Digital Wealth) no longer on Schedule A of Redblack Advisers, Inc. (listed 2021-06-30, absent 2021-11-05)
Form ADVobserved 6 days ago
Occurred
Jun 4, 2021
Control person left
Melanie Ringold (Assistant Secretary) no longer on Schedule A of Redblack Advisers, Inc. (listed 2021-03-01, absent 2021-06-04)
Form ADVobserved 6 days ago
Occurred
Jun 4, 2021
Control person left
Gerard Jeffrey Callahan (Assistant Secretary) no longer on Schedule A of Redblack Advisers, Inc. (listed 2021-03-01, absent 2021-06-04)
Form ADVobserved 6 days ago
Occurred
Jun 4, 2021
Control person left
William Kevin Oldham (Assistant Treasurer) no longer on Schedule A of Redblack Advisers, Inc. (listed 2021-03-01, absent 2021-06-04)
Form ADVobserved 6 days ago
Occurred
Jun 4, 2021
Control person left
Harris Robert Rigsby (Vice President And Assistant Secretary) no longer on Schedule A of Redblack Advisers, Inc. (listed 2021-03-01, absent 2021-06-04)
Form ADVobserved 6 days ago
Occurred
Jun 4, 2021
Control person joined
Jurie Clifford Schoeman (Director) appeared on Schedule A of Redblack Advisers, Inc.
Form ADVobserved 6 days ago
Occurred
Sep 18, 2020
Control person joined
Kevork Kevin Babikian (Vice President And Secretary) appeared on Schedule A of Redblack Advisers, Inc.
Form ADVobserved 6 days ago
Occurred
Sep 18, 2020
Control person joined
Janecka Annette Lege (Cao & Global Head Of Financial Operations) appeared on Schedule A of Redblack Advisers, Inc.
Form ADVobserved 6 days ago
Occurred
Sep 18, 2020
Control person joined
Allison Laura Dukes (Smd And Chief Financial Officer) appeared on Schedule A of Redblack Advisers, Inc.
Form ADVobserved 6 days ago
Occurred
Sep 18, 2020
Control person left
Paul Simon Roy (President And Ceo) no longer on Schedule A of Redblack Advisers, Inc. (listed 2020-03-30, absent 2020-09-18)
Form ADVobserved 6 days ago
Occurred
Sep 18, 2020
Control person left
Howard Jeffrey Kupor (Vice President And Secretary) no longer on Schedule A of Redblack Advisers, Inc. (listed 2020-03-30, absent 2020-09-18)
Form ADVobserved 6 days ago
Occurred
Sep 18, 2020
Control person left
Michael Loren Starr (Director/Chief Financial Officer) no longer on Schedule A of Redblack Advisers, Inc. (listed 2020-03-30, absent 2020-09-18)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Esteban Emilie Sumera (Head Of U.S. Business Operations - Digital Wealth) appeared on Schedule A of Redblack Advisers, Inc.
Form ADVobserved 6 days ago
Occurred
Dec 19, 2019
Control person joined
P Bryan Perryman (Chief Operating Officer) appeared on Schedule A of Redblack Advisers, Inc.
Form ADVobserved 6 days ago
Occurred
Dec 19, 2019
Control person left
Edward Brian Perryman (Chief Operating Officer) no longer on Schedule A of Redblack Advisers, Inc. (listed 2019-07-30, absent 2019-12-19)
Form ADVobserved 6 days ago
Occurred
Jul 30, 2019
Control person left
Matthew David Hill (Chief Compliance Officer) no longer on Schedule A of Redblack Advisers, Inc. (listed 2019-06-21, absent 2019-07-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a103c0a9-de95-7bd6-0e6c-38444428f461
First observed: Mar 21, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REDBLACK ADVISERS, INC.

CRD 151692

ORADELL, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a103c0a9-de95-7bd6-0e6c-38444428f461

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Robert William Keeler

n/a

Oradell, NJ

Daniel Scott Cohen

Chartered Financial Analyst

Oradell, NJ

Vincent Arscott

Chartered Financial Analyst

Oradell, NJ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BABIKIAN, KEVIN, KEVORK

VICE PRESIDENT AND SECRETARY

yes

07/2019

Sep 18, 2020

Mar 28, 2024

HUMMEL, DEVIN, KRISTINE

CHIEF COMPLIANCE OFFICER

yes

10/2023

Oct 2, 2023

Mar 28, 2024

INVESCO GROUP SERVICES, INC.

SOLE SHAREHOLDER

yes

06/2018

Feb 8, 2016

Mar 28, 2024

INVESCO HOLDING COMPANY (US), INC.

SOLE SHAREHOLDER

yes

05/2019

Oct 5, 2016

Mar 28, 2024

INVESCO HOLDING COMPANY LIMITED

SOLE SHAREHOLDER

yes

01/2002

Feb 8, 2016

Mar 28, 2024

INVESCO LTD.

SOLE SHAREHOLDER

yes

01/2002

Feb 8, 2016

Mar 28, 2024

Keeler, Robert, William

DIRECTOR, HEAD OF TRADING

yes

05/2022

Mar 31, 2022

Mar 28, 2024

OPPENHEIMER ACQUISITION CORP. (GATC)

SOLE SHAREHOLDER

yes

05/2019

Jun 21, 2019

Mar 28, 2024

OPPENHEIMERFUNDS, INC. (US)

SOLE SHAREHOLDER

yes

05/2019

Jun 21, 2019

Mar 28, 2024

PERRYMAN, BRYAN, P

PRESIDENT AND CEO

yes

02/2020

Dec 19, 2019

Mar 28, 2024

Pichanick, Denis, A

HEAD OF FINANCE

yes

01/2022

Mar 31, 2022

Mar 28, 2024

RIGSBY, ROBERT, HARRIS

HEAD OF LEGAL CORPORATE AND ALTERNATIVES

yes

01/2016

Feb 8, 2016

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INVESCO CAPITAL MANAGEMENT LLC

n/a

Asset manager

$941B

yes

n/a

INVESCO ADVISERS, INC.

n/a

Asset manager

$750B

yes

n/a

INVESCO ASSET MANAGEMENT LTD.

n/a

Asset manager

$188B

yes

n/a

INVESCO ASSET MANAGEMENT (JAPAN) LIMITED

n/a

Asset manager

$76B

yes

n/a

INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH

n/a

Other adviser

$49B

yes

n/a

INVESCO MANAGED ACCOUNTS, LLC

n/a

Other adviser

$31B

yes

n/a

INVESCO SENIOR SECURED MANAGEMENT, INC.

n/a

Asset manager

$29B

yes

n/a

INVESCO HONG KONG LIMITED

n/a

Institutional manager

$26B

yes

n/a

INVESCO CANADA LTD.

n/a

Former SEC adviser

$20B

yes

n/a

INVESCO LOAN MANAGER, LLC

n/a

Asset manager

$18B

yes

n/a

INVESCO REAL ESTATE MANAGEMENT S.A R.L.

n/a

Former SEC adviser

$13B

yes

n/a

INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD.

n/a

Former SEC adviser

$10B

yes

n/a

INVESCO INVESTMENT ADVISERS LLC

n/a

Asset manager

$4.4B

yes

n/a

INVESCO PRIVATE CAPITAL, INC.

n/a

Asset manager

$860M

yes

n/a

HARBOURVIEW ASSET MANAGEMENT CORPORATION

n/a

Former SEC adviser

$386M

yes

n/a

WL ROSS & CO. LLC

n/a

Asset manager

$225M

yes

n/a

OPPENHEIMERFUNDS INC

n/a

Asset manager

$827,684

yes

n/a

INVESCO CAPITAL MARKETS, INC.

n/a

yes

n/a

INVESCO CLO EQUITY FUND 3 L.P.

n/a

yes

n/a

INVESCO CLO EQUITY FUND IV L.P.

n/a

yes

n/a

INVESCO DISTRIBUTORS, INC.

n/a

yes

n/a

INVESCO EUROPEAN RR L.P.

n/a

yes

n/a

INVESCO FUND MANAGERS LTD

n/a

yes

n/a

INVESCO INVESTMENT MANAGEMENT LTD

n/a

yes

n/a

INVESCO MANAGEMENT S.A.

n/a

yes

n/a

INVESCO PENSIONS LTD

n/a

yes

n/a

INVESCO RR FUND L.P.

n/a

yes

n/a

INVESCO SPECIALIZED PRODUCTS, LLC

n/a

yes

n/a

INVESCO TRUST COMPANY

n/a

yes

n/a

IRE (CAYMAN) LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Oradell

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$824M

n/a

2024

Mar 31, 2025

$124M

n/a

2023

Mar 28, 2024

$90.7M

n/a

2022

Mar 31, 2023

$74.6M

n/a

2021

Mar 31, 2022

$103M

n/a

2020

Mar 1, 2021

n/a

2019

Mar 30, 2020

n/a

112

n/a

2018

Mar 28, 2019

n/a

107

n/a

2017

Mar 29, 2018

n/a

2016

Mar 20, 2017

n/a

2015

Mar 29, 2016

n/a

2014

Mar 27, 2015

n/a

2013

Mar 27, 2014

n/a

2012

Mar 6, 2013

n/a

2011

Mar 21, 2012

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$824M

$124M

564.2%

$74.6M

122.7%