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Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

WL ROSS & CO. LLC

CRD 141854

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ca35195-2b03-2a66-4142-7469fcf30241

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 86
Dated events: 10
On other graphs: 4
Observed: Mar 30, 2012 to Mar 26, 2026
49 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Equityidentity

WL Ross & Co. LLC

Private equity manager · cited, shared crd

Independent Sponsorsidentity

WL Ross & Co. LLC

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

WL Ross & Co. LLC

Manager with allocator commitments · cited, shared crd

Private Creditidentity

WL ROSS & CO. LLC

Private credit manager · cited, shared crd

Private Equityowner

Invesco Advisers, Inc.

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Private Equityowner

Invesco Private Capital, Inc.

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $225MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $225M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 3Schedule D 7.B(1)
SEC number: 801-67779
CRD: 141854
Filings on the tape: 49
First filed: Mar 30, 2012
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, DE
Website: invesco.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 34

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TRANSPORTATION RECOVERY FUND L.P.	Private Equity Fund	$523M	Nov 26, 2024	55	Mar 28, 2014	reported	021-193897
TAIYO CYPRESS FUND, LP	Private Equity Fund	$456M	Feb 7, 2013	4	Mar 30, 2012	dropped	021-119335
WLR RECOVERY FUND IV, L.P.	Private Equity Fund	$378M	Nov 26, 2024	127	Mar 30, 2012	reported	021-109542
TAIYO PEARL	Private Equity Fund	$255M	Feb 7, 2013	6	Mar 30, 2012	dropped	021-110652
IAC NORTH AMERICA	Private Equity Fund	$164M	Feb 7, 2013	64	Mar 30, 2012	dropped	n/a
WLR RECOVERY FUND V, L.P.	Private Equity Fund	$129M	Nov 26, 2024	66	Mar 30, 2012	reported	021-146401
ABSOLUTE RECOVERY HEDGE FUND, L.P.	Hedge Fund	$105M	Feb 7, 2013	3	Mar 30, 2012	dropped	021-103113
WLR SELECT CO-INVESTMENT, L.P.	Private Equity Fund	$101M	Nov 26, 2024	2	Mar 30, 2012	reported	n/a
WLR NAVIG8 CO-INVESTMENT, L.P.	Private Equity Fund	$65.1M	Nov 26, 2024	2	Mar 31, 2015	reported	n/a
WLR CARDINAL MEZZANINE FUND, L.P.	Private Equity Fund	$51.8M	May 10, 2023	15	Mar 31, 2015	dropped	n/a
WLR CHINA ENERGY INFRASTRUCTURE FUND, L.P.	Private Equity Fund	$51.4M	Nov 20, 2020	26	Mar 30, 2012	dropped	021-123078
WLR/GS MASTER CO-INVESTMENT, L.P.	Private Equity Fund	$39.6M	Nov 26, 2024	3	Mar 30, 2012	reported	n/a
IAC JAPAN	Private Equity Fund	$23.7M	Feb 7, 2013	12	Mar 30, 2012	dropped	n/a
WLR AGO CO-INVEST, LP	Private Equity Fund	$20.7M	Jul 29, 2014	6	Mar 30, 2012	dropped	021-118049
IAC BRAZIL	Private Equity Fund	$10.2M	Feb 7, 2013	13	Mar 30, 2012	dropped	n/a
ASIA RECOVERY CO-INVESTMENT PARTNERS, L.P.	Private Equity Fund	$9.5M	Sep 20, 2018	3	Mar 30, 2012	dropped	n/a
IPE EXPANSION FUND L.P.	Private Equity Fund	$8.8M	Feb 7, 2013	15	Mar 30, 2012	dropped	n/a
WLR WHOLE LOAN FUND, L.P.	Private Equity Fund	$4.9M	Nov 26, 2024	1	Apr 1, 2013	reported	n/a
WLR V PARALLEL ESC, L.P.	Private Equity Fund	$4.2M	Jul 18, 2017	52	Mar 30, 2017	dropped	n/a
WLR IV PARALLEL ESC, L.P.	Private Equity Fund	$4.2M	Jul 18, 2017	117	Mar 30, 2017	dropped	n/a
WLR RECOVERY FUND III, L.P.	Private Equity Fund	$2.7M	Nov 26, 2024	84	Mar 30, 2012	reported	021-79541
EURO WAGON, L.P.	Private Equity Fund	$2.6M	Jun 29, 2021	14	Mar 30, 2012	dropped	n/a
WLR AHM CO-INVEST, L.P.	Private Equity Fund	$2.3M	Mar 8, 2016	16	Mar 30, 2012	dropped	n/a
EURO WAGON II, L.P.	Private Equity Fund	$2.0M	Jun 29, 2021	15	Apr 1, 2013	dropped	n/a
WLR RECOVERY FUND II, L.P.	Private Equity Fund	$1.7M	Nov 26, 2024	30	Mar 30, 2012	reported	021-9999999999

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Dennis, Richard, Scott	SENIOR MANAGING DIRECTOR	Na	yes	03/2020	Mar 30, 2020	Nov 26, 2024
INVESCO ADVISERS, INC.	SOLE SHAREHOLDER	E	yes	12/2005	Mar 30, 2012	Nov 26, 2024
INVESCO GROUP SERVICES, INC	SOLE SHAREHOLDER	E	yes	06/2018	Apr 1, 2013	Nov 26, 2024
INVESCO HOLDING COMPANY (US), INC.	SOLE SHAREHOLDER	E	yes	02/1997	Oct 24, 2016	Nov 26, 2024
INVESCO HOLDING COMPANY LIMITED	SOLE SHAREHOLDER	E	yes	06/2018	Apr 1, 2013	Nov 26, 2024
INVESCO LTD.	SOLE SHAREHOLDER	E	yes	01/2002	Mar 30, 2012	Nov 26, 2024
INVESCO PRIVATE CAPITAL, INC.	SOLE MEMBER	E	yes	10/2006	Mar 30, 2012	Nov 26, 2024
Levit, Joshua, Evan	CHIEF COMPLIANCE OFFICER	Na	yes	09/2018	Sep 20, 2018	Nov 26, 2024
OPPENHEIMER ACQUISITION CORP. (GATC)	SOLE SHAREHOLDER	E	yes	05/2019	Jul 19, 2019	Nov 26, 2024
OPPENHEIMERFUNDS, INC.	SOLE SHAREHOLDER	E	yes	05/2019	Jul 19, 2019	Nov 26, 2024
PHEGLEY, RICHARD, LEE	CHIEF FINANCIAL OFFICER	Na	yes	08/2018	Aug 16, 2018	Nov 26, 2024
REINA, ANTONIO, MICHAEL	Secretary	Na	yes	03/2021	Mar 28, 2022	Nov 26, 2024
ZAYICEK, BETH, ANNE	SENIOR MANAGING DIRECTOR	Na	yes	09/2020	Mar 28, 2022	Nov 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INVESCO CAPITAL MANAGEMENT LLC	n/a	Asset manager	$941B	N	yes	n/a
INVESCO ADVISERS, INC.	n/a	Asset manager	$750B	Y	yes	n/a
INVESCO ASSET MANAGEMENT LTD.	n/a	Asset manager	$188B	N	yes	n/a
INVESCO ASSET MANAGEMENT (JAPAN) LIMITED	n/a	Asset manager	$76B	N	yes	n/a
INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH	n/a	Other adviser	$49B	N	yes	n/a
INVESCO MANAGED ACCOUNTS, LLC	n/a	Other adviser	$31B	N	yes	n/a
INVESCO SENIOR SECURED MANAGEMENT, INC.	n/a	Asset manager	$29B	N	yes	n/a
INVESCO HONG KONG LIMITED	n/a	Institutional manager	$26B	N	yes	n/a
INVESCO CANADA LTD.	n/a	Former SEC adviser	$20B	N	yes	n/a
INVESCO LOAN MANAGER, LLC	n/a	Asset manager	$18B	N	yes	n/a
INVESCO REAL ESTATE MANAGEMENT S.A R.L.	n/a	Former SEC adviser	$13B	N	yes	n/a
INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD.	n/a	Former SEC adviser	$10B	N	yes	n/a
INVESCO INVESTMENT ADVISERS LLC	n/a	Asset manager	$4.4B	N	yes	n/a
INVESCO PRIVATE CAPITAL, INC.	n/a	Asset manager	$860M	Y	yes	n/a
INTELLIFLO ADVISERS, INC.	n/a	Asset manager	$824M	N	yes	n/a
HARBOURVIEW ASSET MANAGEMENT CORPORATION	n/a	Former SEC adviser	$386M	N	yes	n/a
OPPENHEIMERFUNDS INC	n/a	Asset manager	$827,684	Y	yes	n/a
INVESCO CAPITAL MARKETS, INC.	n/a	n/a	n/a	N	yes	n/a
INVESCO CLO EQUITY FUND 3 L.P.	n/a	n/a	n/a	N	yes	n/a
INVESCO CLO EQUITY FUND IV L.P.	n/a	n/a	n/a	N	yes	n/a
INVESCO DISTRIBUTORS, INC.	n/a	n/a	n/a	N	yes	n/a
INVESCO EUROPEAN RR L.P.	n/a	n/a	n/a	N	yes	n/a
INVESCO FUND MANAGERS LTD	n/a	n/a	n/a	N	yes	n/a
INVESCO INVESTMENT MANAGEMENT LTD	n/a	n/a	n/a	N	yes	n/a
INVESCO MANAGEMENT S.A.	n/a	n/a	n/a	N	yes	n/a
INVESCO PENSIONS LTD	n/a	n/a	n/a	N	yes	n/a
INVESCO RR FUND L.P.	n/a	n/a	n/a	N	yes	n/a
INVESCO SPECIALIZED PRODUCTS, LLC	n/a	n/a	n/a	N	yes	n/a
INVESCO TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
IRE (CAYMAN) LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$225M	$225M	9	1	0	3	n/a
2024	Mar 26, 2025	$451M	$314M	12	2	0	4	n/a
2023	Mar 26, 2024	$1.3B	$1.2B	17	2	0	11	$1.2B
2022	Mar 29, 2023	$1.6B	$1.5B	19	4	0	13	$1.6B
2021	Mar 28, 2022	$2.0B	$1.7B	21	4	0	13	$2.0B
2020	Mar 31, 2021	$2.1B	$1.8B	25	3	0	15	$2.1B
2019	Mar 30, 2020	$2.6B	$2.2B	33	7	1	17	$2.6B
2018	Mar 29, 2019	$2.4B	$2.0B	40	13	1	17	$2.3B
2017	Mar 29, 2018	$2.8B	$2.2B	36	14	1	19	$2.7B
2016	Mar 30, 2017	$3.6B	$3.0B	43	23	n/a	22	$3.2B
2015	Mar 29, 2016	$4.6B	$3.9B	41	22	n/a	20	$3.4B
2014	Mar 31, 2015	$5.6B	$5.6B	38	22	n/a	20	$4.1B
2013	Mar 28, 2014	$6.9B	$6.9B	38	38	n/a	16	$5.9B
2012	Apr 1, 2013	$6.1B	$6.1B	42	42	n/a	15	$6.1B
2011	Mar 30, 2012	$8.6B	$8.3B	n/a	n/a	n/a	22	$7.6B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$225M	$451M	-50.2%	$1.6B	-48.0%	9	12	0	0

Relationships

showing 80 of 86

Affiliated with (39)

← INVESCO HONG KONG LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← INVESCO CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← INVESCO MANAGED ACCOUNTS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← INVESCO ADVISERS, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← INVESCO ASSET MANAGEMENT (JAPAN) LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← INVESCO ASSET MANAGEMENT LTD.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← INVESCORegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← INVESCO MANAGEMENT S.A.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← OPPENHEIMERFUNDS INCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← REDBLACK ADVISERS, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ INVESCO INVESTMENT ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HARBOURVIEW ASSET MANAGEMENT CORPORATIONRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ OPPENHEIMERFUNDS INCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ INVESCO ASSET MANAGEMENT (JAPAN) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ INVESCO PRIVATE CAPITAL, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ INVESCO SENIOR SECURED MANAGEMENT, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ INVESCO HONG KONG LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ INVESCO ASSET MANAGEMENT LTD.Registered adviserother investment adviser, common control
factForm ADV
→ INVESCO CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ INVESCORegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ INVESCO MANAGEMENT S.A.Registered adviserother investment adviser, common control
factForm ADV
→ REDBLACK ADVISERS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ INVESCO MANAGED ACCOUNTS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD.Registered adviserother investment adviser, common control
factForm ADV
→ INVESCO REAL ESTATE MANAGEMENT S.À R.L.Registered adviserother investment adviser, common control
factForm ADV
→ INVESCO LOAN MANAGER, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← INVESCO PRIVATE CAPITAL, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← INVESCO SENIOR SECURED MANAGEMENT, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← INVESCO LOAN MANAGER, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
and 9 more

Advises (28)

→ WLR WHOLE LOAN FUND, L.P.Private fundPrivate Equity Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ WLR SELECT CO-INVESTMENT, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WLR RECOVERY FUND III, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WLR RECOVERY FUND IV, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WLR NAVIG8 CO-INVESTMENT, L.P.Private fundPrivate Equity Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ INDIA ASSET RECOVERY FUND, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WLR RECOVERY FUND V, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WLR IAC CO-INVEST, L.P.Private fundPrivate Equity Fund, IA
Apr 28, 2014 to presentfactForm ADV
→ WLR/GS MASTER CO-INVESTMENT, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ WLR RECOVERY FUND II, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ TRANSPORTATION RECOVERY FUND L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ WLR-SC FINANCING CONDUIT LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Apr 28, 2014 to May 10, 2023factForm ADV
→ WLR CARDINAL MEZZANINE FUND, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2015 to May 10, 2023factForm ADV
→ EURO WAGON, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Jun 29, 2021factForm ADV
→ EURO WAGON II, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Apr 1, 2013 to Jun 29, 2021factForm ADV
→ ASIA RECOVERY FUND, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Nov 20, 2020factForm ADV
→ WLR CHINA ENERGY INFRASTRUCTURE FUND, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Nov 20, 2020factForm ADV
→ ASIA RECOVERY CO-INVESTMENT PARTNERS, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Sep 20, 2018factForm ADV
→ WLR EUROBANK INVESTMENT, L.PPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 31, 2015 to Sep 20, 2018factForm ADV
→ WLR IV PARALLEL ESC, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2017 to Jul 18, 2017factForm ADV
→ WLR V PARALLEL ESC, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2017 to Jul 18, 2017factForm ADV
→ WLR RECOVERY FUND VI, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 8, 2016 to Mar 30, 2017factForm ADV
→ WLR RECOVERY FUND VI (CAYMAN) L.P.Private fundPrivate Equity Fund, IA, no longer reported
Aug 2, 2016 to Feb 27, 2017factForm ADV
→ WLR AHM CO-INVEST, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Mar 8, 2016factForm ADV
→ WLR AGO CO-INVEST, LPPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Jul 29, 2014factForm ADV
→ IPE EXPANSION FUND L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Feb 7, 2013factForm ADV
→ IAC JAPANPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Feb 7, 2013factForm ADV
→ IAC BRAZILPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Feb 7, 2013factForm ADV

Controls (13)

← INVESCO ADVISERS, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Nov 26, 2024factForm ADV
← INVESCO PRIVATE CAPITAL, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Mar 30, 2012 to Nov 26, 2024factForm ADV
← ZAYICEK, BETH, ANNEOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 28, 2022 to Nov 26, 2024factForm ADV
← Dennis, Richard, ScottOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2020 to Nov 26, 2024factForm ADV
← REINA, ANTONIO, MICHAELOwnerSECRETARY, ownership code NA, individual
Mar 28, 2022 to Nov 26, 2024factForm ADV
← Levit, Joshua, EvanOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 20, 2018 to Nov 26, 2024factForm ADV
← PHEGLEY, RICHARD, LEEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 16, 2018 to Nov 26, 2024factForm ADV
← INVESCO GROUP SERVICES, INCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Apr 1, 2013 to Nov 26, 2024factForm ADV
← INVESCO HOLDING COMPANY (US), INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Oct 24, 2016 to Nov 26, 2024factForm ADV
← INVESCO HOLDING COMPANY LIMITEDOwnerSOLE SHAREHOLDER, ownership code E, foreign entity
Apr 1, 2013 to Nov 26, 2024factForm ADV
← INVESCO LTD.OwnerSOLE SHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to Nov 26, 2024factForm ADV
← OPPENHEIMER ACQUISITION CORP. (GATC)OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jul 19, 2019 to Nov 26, 2024factForm ADV
← OPPENHEIMERFUNDS, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jul 19, 2019 to Nov 26, 2024factForm ADV

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
Wl Ross & Co. Llc reported RAUM $224.6M, down 50% from $450.8M (2025-03-26 to 2026-03-26)
Form ADVobserved 5 days ago
$-226M
Occurred
Mar 26, 2025
Regulatory AUM changed
Wl Ross & Co. Llc reported RAUM $450.8M, down 64% from $1.3B (2024-11-26 to 2025-03-26)
Form ADVobserved 5 days ago
$-804M
Occurred
Mar 28, 2022
Control person left
Harris Robert Rigsby (Assistant Secretary) no longer on Schedule A of Wl Ross & Co. Llc (listed 2021-06-29, absent 2022-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2022
Control person joined
Michael Antonio Reina (Secretary) appeared on Schedule A of Wl Ross & Co. Llc
Form ADVobserved 5 days ago
Occurred
Mar 28, 2022
Control person joined
Anne Beth Zayicek (Senior Managing Director) appeared on Schedule A of Wl Ross & Co. Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person joined
Harris Robert Rigsby (Assistant Secretary) appeared on Schedule A of Wl Ross & Co. Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person left
James Stephen Toy (Senior Managing Director, Co-Head) no longer on Schedule A of Wl Ross & Co. Llc (listed 2020-11-20, absent 2021-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Control person left
William Stephen Swanson (Secretary & General Counsel) no longer on Schedule A of Wl Ross & Co. Llc (listed 2020-11-20, absent 2021-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person left
Gregory Stoeckle (Senior Managing Director, Co-Head) no longer on Schedule A of Wl Ross & Co. Llc (listed 2019-12-13, absent 2020-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person joined
Scott Richard Dennis (Senior Managing Director) appeared on Schedule A of Wl Ross & Co. Llc
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ca35195-2b03-2a66-4142-7469fcf30241
First observed: Mar 30, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WL ROSS & CO. LLC

CRD 141854

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ca35195-2b03-2a66-4142-7469fcf30241

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TRANSPORTATION RECOVERY FUND L.P.

Private Equity Fund

$523M

Nov 26, 2024

Mar 28, 2014

reported

021-193897

TAIYO CYPRESS FUND, LP

Private Equity Fund

$456M

Feb 7, 2013

Mar 30, 2012

dropped

021-119335

WLR RECOVERY FUND IV, L.P.

Private Equity Fund

$378M

Nov 26, 2024

127

Mar 30, 2012

reported

021-109542

TAIYO PEARL

Private Equity Fund

$255M

Feb 7, 2013

Mar 30, 2012

dropped

021-110652

IAC NORTH AMERICA

Private Equity Fund

$164M

Feb 7, 2013

Mar 30, 2012

dropped

n/a

WLR RECOVERY FUND V, L.P.

Private Equity Fund

$129M

Nov 26, 2024

Mar 30, 2012

reported

021-146401

ABSOLUTE RECOVERY HEDGE FUND, L.P.

Hedge Fund

$105M

Feb 7, 2013

Mar 30, 2012

dropped

021-103113

WLR SELECT CO-INVESTMENT, L.P.

Private Equity Fund

$101M

Nov 26, 2024

Mar 30, 2012

reported

n/a

WLR NAVIG8 CO-INVESTMENT, L.P.

Private Equity Fund

$65.1M

Nov 26, 2024

Mar 31, 2015

reported

n/a

WLR CARDINAL MEZZANINE FUND, L.P.

Private Equity Fund

$51.8M

May 10, 2023

Mar 31, 2015

dropped

n/a

WLR CHINA ENERGY INFRASTRUCTURE FUND, L.P.

Private Equity Fund

$51.4M

Nov 20, 2020

Mar 30, 2012

dropped

021-123078

WLR/GS MASTER CO-INVESTMENT, L.P.

Private Equity Fund

$39.6M

Nov 26, 2024

Mar 30, 2012

reported

n/a

IAC JAPAN

Private Equity Fund

$23.7M

Feb 7, 2013

Mar 30, 2012

dropped

n/a

WLR AGO CO-INVEST, LP

Private Equity Fund

$20.7M

Jul 29, 2014

Mar 30, 2012

dropped

021-118049

IAC BRAZIL

Private Equity Fund

$10.2M

Feb 7, 2013

Mar 30, 2012

dropped

n/a

ASIA RECOVERY CO-INVESTMENT PARTNERS, L.P.

Private Equity Fund

$9.5M

Sep 20, 2018

Mar 30, 2012

dropped

n/a

IPE EXPANSION FUND L.P.

Private Equity Fund

$8.8M

Feb 7, 2013

Mar 30, 2012

dropped

n/a

WLR WHOLE LOAN FUND, L.P.

Private Equity Fund

$4.9M

Nov 26, 2024

Apr 1, 2013

reported

n/a

WLR V PARALLEL ESC, L.P.

Private Equity Fund

$4.2M

Jul 18, 2017

Mar 30, 2017

dropped

n/a

WLR IV PARALLEL ESC, L.P.

Private Equity Fund

$4.2M

Jul 18, 2017

117

Mar 30, 2017

dropped

n/a

WLR RECOVERY FUND III, L.P.

Private Equity Fund

$2.7M

Nov 26, 2024

Mar 30, 2012

reported

021-79541

EURO WAGON, L.P.

Private Equity Fund

$2.6M

Jun 29, 2021

Mar 30, 2012

dropped

n/a

WLR AHM CO-INVEST, L.P.

Private Equity Fund

$2.3M

Mar 8, 2016

Mar 30, 2012

dropped

n/a

EURO WAGON II, L.P.

Private Equity Fund

$2.0M

Jun 29, 2021

Apr 1, 2013

dropped

n/a

WLR RECOVERY FUND II, L.P.

Private Equity Fund

$1.7M

Nov 26, 2024

Mar 30, 2012

reported

021-9999999999

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Dennis, Richard, Scott

SENIOR MANAGING DIRECTOR

yes

03/2020

Mar 30, 2020

Nov 26, 2024

INVESCO ADVISERS, INC.

SOLE SHAREHOLDER

yes

12/2005

Mar 30, 2012

Nov 26, 2024

INVESCO GROUP SERVICES, INC

SOLE SHAREHOLDER

yes

06/2018

Apr 1, 2013

Nov 26, 2024

INVESCO HOLDING COMPANY (US), INC.

SOLE SHAREHOLDER

yes

02/1997

Oct 24, 2016

Nov 26, 2024

INVESCO HOLDING COMPANY LIMITED

SOLE SHAREHOLDER

yes

06/2018

Apr 1, 2013

Nov 26, 2024

INVESCO LTD.

SOLE SHAREHOLDER

yes

01/2002

Mar 30, 2012

Nov 26, 2024

INVESCO PRIVATE CAPITAL, INC.

SOLE MEMBER

yes

10/2006

Mar 30, 2012

Nov 26, 2024

Levit, Joshua, Evan

CHIEF COMPLIANCE OFFICER

yes

09/2018

Sep 20, 2018

Nov 26, 2024

OPPENHEIMER ACQUISITION CORP. (GATC)

SOLE SHAREHOLDER

yes

05/2019

Jul 19, 2019

Nov 26, 2024

OPPENHEIMERFUNDS, INC.

SOLE SHAREHOLDER

yes

05/2019

Jul 19, 2019

Nov 26, 2024

PHEGLEY, RICHARD, LEE

CHIEF FINANCIAL OFFICER

yes

08/2018

Aug 16, 2018

Nov 26, 2024

REINA, ANTONIO, MICHAEL

Secretary

yes

03/2021

Mar 28, 2022

Nov 26, 2024

ZAYICEK, BETH, ANNE

SENIOR MANAGING DIRECTOR

yes

09/2020

Mar 28, 2022

Nov 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INVESCO CAPITAL MANAGEMENT LLC

n/a

Asset manager

$941B

yes

n/a

INVESCO ADVISERS, INC.

n/a

Asset manager

$750B

yes

n/a

INVESCO ASSET MANAGEMENT LTD.

n/a

Asset manager

$188B

yes

n/a

INVESCO ASSET MANAGEMENT (JAPAN) LIMITED

n/a

Asset manager

$76B

yes

n/a

INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH

n/a

Other adviser

$49B

yes

n/a

INVESCO MANAGED ACCOUNTS, LLC

n/a

Other adviser

$31B

yes

n/a

INVESCO SENIOR SECURED MANAGEMENT, INC.

n/a

Asset manager

$29B

yes

n/a

INVESCO HONG KONG LIMITED

n/a

Institutional manager

$26B

yes

n/a

INVESCO CANADA LTD.

n/a

Former SEC adviser

$20B

yes

n/a

INVESCO LOAN MANAGER, LLC

n/a

Asset manager

$18B

yes

n/a

INVESCO REAL ESTATE MANAGEMENT S.A R.L.

n/a

Former SEC adviser

$13B

yes

n/a

INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD.

n/a

Former SEC adviser

$10B

yes

n/a

INVESCO INVESTMENT ADVISERS LLC

n/a

Asset manager

$4.4B

yes

n/a

INVESCO PRIVATE CAPITAL, INC.

n/a

Asset manager

$860M

yes

n/a

INTELLIFLO ADVISERS, INC.

n/a

Asset manager

$824M

yes

n/a

HARBOURVIEW ASSET MANAGEMENT CORPORATION

n/a

Former SEC adviser

$386M

yes

n/a

OPPENHEIMERFUNDS INC

n/a

Asset manager

$827,684

yes

n/a

INVESCO CAPITAL MARKETS, INC.

n/a

yes

n/a

INVESCO CLO EQUITY FUND 3 L.P.

n/a

yes

n/a

INVESCO CLO EQUITY FUND IV L.P.

n/a

yes

n/a

INVESCO DISTRIBUTORS, INC.

n/a

yes

n/a

INVESCO EUROPEAN RR L.P.

n/a

yes

n/a

INVESCO FUND MANAGERS LTD

n/a

yes

n/a

INVESCO INVESTMENT MANAGEMENT LTD

n/a

yes

n/a

INVESCO MANAGEMENT S.A.

n/a

yes

n/a

INVESCO PENSIONS LTD

n/a

yes

n/a

INVESCO RR FUND L.P.

n/a

yes

n/a

INVESCO SPECIALIZED PRODUCTS, LLC

n/a

yes

n/a

INVESCO TRUST COMPANY

n/a

yes

n/a

IRE (CAYMAN) LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$225M

n/a

2024

Mar 26, 2025

$451M

$314M

n/a

2023

Mar 26, 2024

$1.3B

$1.2B

2022

Mar 29, 2023

$1.6B

$1.5B

$1.6B

2021

Mar 28, 2022

$2.0B

$1.7B

$2.0B

2020

Mar 31, 2021

$2.1B

$1.8B

$2.1B

2019

Mar 30, 2020

$2.6B

$2.2B

$2.6B

2018

Mar 29, 2019

$2.4B

$2.0B

$2.3B

2017

Mar 29, 2018

$2.8B

$2.2B

$2.7B

2016

Mar 30, 2017

$3.6B

$3.0B

n/a

$3.2B

2015

Mar 29, 2016

$4.6B

$3.9B

n/a

$3.4B

2014

Mar 31, 2015

$5.6B

n/a

$4.1B

2013

Mar 28, 2014

$6.9B

n/a

$5.9B

2012

Apr 1, 2013

$6.1B

n/a

$6.1B

2011

Mar 30, 2012

$8.6B

$8.3B

n/a

$7.6B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$225M

$451M

-50.2%

$1.6B

-48.0%