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I•••••• P•••••• C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

I•••••• P•••••• C••••••• I•••

CRD 107584

NEW YORK, NY

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Search this name across graphsid dfx:ria:ea66193c-0251-2483-0012-791f2162d7ca

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 86
Dated events: 26
On other graphs: 3
Observed: Mar 30, 2012 to Mar 26, 2026
46 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Venture Capitalidentity

I•••••• P•••••• C••••••• I•••

Venture manager · shared crd

Independent Sponsorsidentity

I•••••• P•••••• C••••••• I•••

Capital provider to sponsors · shared crd

Private Equityidentity

I•••••• P•••••• C••••••• I•••

P•••••• equity manager · shared crd

Private Equityowner

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $860MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $860M
P•••••• client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

P•••••• funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 35

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•••••• V•••••• A•••• F••• I•• L•••	P•••••• Equity Fund	$398M	Nov 26, 2024	286	Mar 31, 2021	reported	n/a
I•••••• V•••••• A•••• F•••• L•	P•••••• Equity Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• S••••	PRESIDENT, MANAGING DIRECTOR	Na	yes	03/2023	Mar 26, 2024	Nov 26, 2024
I•••••• A•••••••• I•••	SOLE SHAREHOLDER	E	yes	12/2005	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•••••• C•••••• M••••••••• L••	n/a	ASSET_M••••••	$941B	N	yes	n/a
I•••••• A•••••••• I•••	n/a	ASSET_M••••••	$750B	Y	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$860M	$823M	4.6%	$2.4B	-28.7%	10	15	1	1

Relationships

showing 80 of 86

Affiliated with (39)

← I•••••• H••• K••• L••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← I•••••• C•••••• M••••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← I•••••• M•••••• A•••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← I•••••• A•••••••• I•••

Dated events

Occurred
Mar 26, 2024
Regulatory AUM changed
I•••••• P•••••• C••••••• I••• reported RAUM $769.1M, down 68% from $2.4B (2023-05-10 to 2024-03-26)
Form ADVobserved 6 days ago
$-1.6B
Occurred
Mar 26, 2024
Control person joined
S•••• B•••••• (President, Managing Director) appeared on Schedule A of I•••••• P•••••• C••••••• I•••
Form ADVobserved 6 days ago
Occurred
Mar 26, 2024
Control person left
S•••• Richard Dennis (Chairman, President, Senior Managing Director) no longer on Schedule A of I•••••• P•••••• C••••••• I••• (listed 2023-05-10, absent 2024-03-26)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea66193c-0251-2483-0012-791f2162d7ca
First observed: Mar 30, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 26, 2026	$860M	$860M	10	3	1	4	n/a
2024	Mar 26, 2025	$823M	$823M	15	3	1	4	n/a
2023	Mar 26, 2024	$769M	$769M	21	4	1	7	$758M
2022	Mar 29, 2023	$2.4B	$2.4B	29	8	1	10	$869M
2021	Mar 28, 2022	$2.2B	$2.2B	29	9	1	10	$736M
2020	Mar 31, 2021	$1.5B	$1.5B	29	7	1	19	$643M
2019	Mar 30, 2020	$1.5B	$1.5B	44	11	2	20	$649M
2018	Mar 29, 2019	$1.8B	$1.8B	43	17	2	31	$1.7B
2017	Mar 29, 2018	$1.8B	$1.8B	41	18	2	35	$1.8B
2016	Mar 30, 2017	$1.4B	$1.4B	28	11	n/a	35	$1.4B
2015	Mar 30, 2016	$1.5B	$1.5B	14	9	n/a	31	$848M
2014	Mar 31, 2015	$1.6B	$1.6B	17	11	n/a	31	$904M
2013	Mar 31, 2014	$2.1B	$2.1B	19	19	n/a	31	$1.2B
2012	Apr 1, 2013	$1.8B	$1.8B	18	18	n/a	31	$1.3B
2011	Mar 30, 2012	$2.2B	$2.2B	n/a	n/a	n/a	34	$2.1B