DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• W••••• A•••••••• L••
Latest filing Sep 16, 2026
First filing on the tape Apr 3, 2014 · 38 filings
SEC status approved since May 1, 2014
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$1.2B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$114M
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$1.3B as of Aug 6, 2026
Mar 11, 2016$250M then
HNW client RAUM$1.1B as of Aug 6, 2026
Feb 21, 2018$333M then
State-registered IARs (5.B.3)10 as of Aug 6, 2026
Feb 11, 20150 then
Employees (5.A)13 as of Aug 6, 2026
Feb 11, 20151 then
Private funds: no history
RAUM +19% over the last fiscal year+19% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $114MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $573,735derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 3.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $191M, 274 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B91%
- Individuals$69.1M5.5%
- Charitable organizations$28.1M2.2%
- Pension and profit-sharing plans$20.9M1.7%
- Corporations and businesses$608,1820.0%
- Individual clients
- 160reported
- HNW clients
- 246reported
- Pension plan clients
- 28reported
- Charitable clients
- n/areported
- Accounts
- 2,183reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $191M for 274 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••••• J•••• S••••••Certified Financial Planner | San Francisco, Ca | Sep 4, 2015 | 19 y | 1 |
| J••••••• E••••• S•••••Chartered Financial Analyst | San Francisco, Ca | Sep 4, 2015 | 28 y | 1 |
| D•••• G••••• S••••• | San Francisco, Ca | Sep 4, 2015 | 35 y | 1 |
| K•••• M•••••• C•••• | San Francisco, Ca | Mar 15, 2016 | 31 y | 1 |
| F•••• L••••••• M••••••Certified Financial Planner | San Francisco, Ca | Sep 24, 2018 | 34 y | 0 |
| D•••• P••• N••••Certified Financial Planner | San Francisco, Ca | Jan 17, 2020 | 24 y | 3 |
| K••••• A••• W••• | San Francisco, Ca | Jan 29, 2020 | 12 y | 0 |
| E•••••••• A••• B••••Certified Financial Planner | San Francisco, Ca | Feb 28, 2022 | 14 y | 0 |
| E•••••• A•• H••• | San Francisco, Ca | Feb 28, 2023 | 14 y | 0 |
| T•••• J• S•••••••• | San Francisco, Ca | Mar 27, 2024 | 13 y | 0 |
| D•••• S••••••••• | San Francisco, Ca | Jul 10, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• A••• M•••• S•••••••• V•••••• to S•••••• N••••••• • C••••••• I•••••••••Oct 4, 2018 · RIA to affiliated broker-dealer or bank
Joined, latest
- D•••• P••• N•••• from U•• F•••••••• S••••••• I•••Jan 17, 2020 · Wirehouse to independent RIA
- J•••• A••• M•••• S•••••••• V•••••• from J••• M••••• S••••••••• L••Jul 26, 2017 · Other
- K•••• M•••••• C•••• from J••• M••••• S••••••••• L••Mar 15, 2016 · Other
- D•••• G••••• S••••• from J••• M••••• S••••••••• L••Sep 4, 2015 · Other
- J••••••• E••••• S••••• from J••• M••••• S••••••••• L••Sep 4, 2015 · Other
- A•••••••• J•••• S•••••• from J••• M••••• S••••••••• L••Sep 4, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from J••• M••••• S••••••••• L••Sep 10, 2015 · San Francisco, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• K••••• M•••••• · Managing Partner And Chief Compliance Officercontrolsince 09/2015 · owns 5% to 10%
- S••••••• A••••••••• J•••• · Managing Partner And Chief Revenue Officercontrolsince 01/2025 · owns less than 5%
- S•••••• D••••• G••••• · Founder And Chief Executive Officercontrolsince 09/2015 · owns less than 5%
- S•••••• J•••••••• E••••• · Founder And Chief Investment Officercontrolsince 09/2015 · owns less than 5%
- S•••••• D••••• G••••• · Trustee, Membercontrolsince 03/2020 · owns F of D•••• S••••• F••••• L••••• T••••
- S•••••• J•••••••• E••••• · Trustee, Membercontrolsince 03/2020 · owns F of S••••• • V•••••• T••••
- S••••••• A••••••••• J•••• · Trustee, Membersince 03/2020 · owns F of 2••• A•••••••• J•••• S•••••• R•••••••• T••••
- V••••••• J•••• A••• M••••• S•••••••• · Trustee, Membersince 03/2020 · owns F of S••••• • V•••••• T••••
Entity owners
- D•••• S••••• F••••• L••••• T•••• · Memberdirect · owns 25% to 50%
- S••••• • V•••••• T•••• · Memberdirect · owns 25% to 50%
- 2••• A•••••••• J•••• S•••••• R•••••••• T•••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- O•• I•••••••• S•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 11 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Aug 6, 2026 to Sep 16, 2026
- Succession · false to unsetAug 6, 2026 to Sep 16, 2026
- Accounts · 2,043 to 2,183Apr 23, 2025 to Feb 18, 2026
- Advisory employees · 12 to 11Apr 23, 2025 to Feb 18, 2026
- HNW clients · 216 to 246Apr 23, 2025 to Feb 18, 2026
- Individual clients · 209 to 160Apr 23, 2025 to Feb 18, 2026
- Pension plan clients · 25 to 28Apr 23, 2025 to Feb 18, 2026
- Assets in custody · $103M to $191MApr 23, 2025 to Feb 18, 2026
- Discretionary RAUM · $1.1B to $1.3BApr 23, 2025 to Feb 18, 2026
- HNW RAUM · $937M to $1.1BApr 23, 2025 to Feb 18, 2026
- Individual RAUM · $77.1M to $69.1MApr 23, 2025 to Feb 18, 2026
- Pension RAUM · $17.6M to $20.9MApr 23, 2025 to Feb 18, 2026
- RAUM · $1.1B to $1.3BApr 23, 2025 to Feb 18, 2026
- Related insurance company · false to trueApr 23, 2025 to Feb 18, 2026
- Employees · 12 to 13Mar 4, 2025 to Apr 23, 2025
- Financial planning clients · 101-250 to 101-250Mar 4, 2025 to Apr 23, 2025
- Other offices · 1 to 2Mar 4, 2025 to Apr 23, 2025
- Accounts · 1,959 to 2,043Nov 26, 2024 to Mar 4, 2025
- Advisory employees · 9 to 12Nov 26, 2024 to Mar 4, 2025
- HNW clients · 198 to 216Nov 26, 2024 to Mar 4, 2025
- Individual clients · 187 to 209Nov 26, 2024 to Mar 4, 2025
- Pension plan clients · 22 to 25Nov 26, 2024 to Mar 4, 2025
- Assets in custody · $20.0M to $103MNov 26, 2024 to Mar 4, 2025
- Employees · 13 to 12Nov 26, 2024 to Mar 4, 2025
- State-registered IARs · 9 to 10Nov 26, 2024 to Mar 4, 2025
- Other offices · 0 to 1Nov 26, 2024 to Mar 4, 2025
- Discretionary RAUM · $842M to $1.1BNov 26, 2024 to Mar 4, 2025
- HNW RAUM · $713M to $937MNov 26, 2024 to Mar 4, 2025
- Individual RAUM · $69.4M to $77.1MNov 26, 2024 to Mar 4, 2025
- Pension RAUM · $39.3M to $17.6MNov 26, 2024 to Mar 4, 2025
- RAUM · $842M to $1.1BNov 26, 2024 to Mar 4, 2025
- Accounts · 1,745 to 1,959Nov 20, 2023 to Mar 5, 2024
- Advisory employees · 10 to 9Nov 20, 2023 to Mar 5, 2024
- HNW clients · 178 to 198Nov 20, 2023 to Mar 5, 2024
- Individual clients · 171 to 187Nov 20, 2023 to Mar 5, 2024
- Pension plan clients · 17 to 22Nov 20, 2023 to Mar 5, 2024
- Assets in custody · $148M to $20.0MNov 20, 2023 to Mar 5, 2024
- Employees · 12 to 13Nov 20, 2023 to Mar 5, 2024
- Discretionary RAUM · $748M to $842MNov 20, 2023 to Mar 5, 2024
- HNW RAUM · $681M to $713MNov 20, 2023 to Mar 5, 2024
Signals
3 dated events
- O•• W••••• A•••••••• L•• reported RAUM $1.1B, up 25% from $841.6M (2024-11-26 to 2025-03-04)Mar 4, 2025 · RAUM change · derived
- O•• W••••• A•••••••• L•• reported RAUM $592.4M, up 45% from $408.5M (2020-06-30 to 2021-03-06)Mar 6, 2021 · RAUM change · derived
- V•••• A•••••••• L•• filed its initial SEC registration (Form ADV)Apr 3, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@onewealth.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-729-1770reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/ONE-WEALTH-ADVISORSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (415) 729-1770reportedpublic record, Form ADV, Sep 16, 2026
- Contact form
- onewealth.net/get-in-touchreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- onewealth.net/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $114Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026